Senior Registered Client Associate

UBS; New York (NY); On-site; USD 70,000 - 95,000; Full time

Job summary

UBS in New York's Midtown Manhattan branch seeks a Senior Registered Client Associate to provide exceptional service to ultra/high net worth clients, keep client data current, educate clients on account services, and assist with client meeting materials.

You will gather documentation for new accounts, coordinate team events, and maintain a detailed activity calendar; this role requires licenses 7 and 66, strong communication, and a finance-focused bachelor degree if available.

Qualifications

• Licenses Series 7 and 66.
• 3–5 years of client service experience in finance.
• Bachelor degree preferred, with Finance focus.
• Excellent communicator with strong interpersonal skills.
• Detail oriented; accuracy is critical.
• Proficient in Microsoft Office.
• Spanish, Portuguese or Mandarin a plus.

Responsibilities

• Keep management systems up-to-date with client information.
• Educate clients on account services and capabilities.
• Help prepare reports and materials for client meetings.
• Collect documentation for opening new accounts and service requests.
• Plan team marketing events and maintain marketing materials.
• Provide the team with a detailed calendar of activities.

Skills

Excellent communicator

Interpersonal skills

Detail oriented

3-5 years client service experience

Spanish/Portuguese/Mandarin language a

Education

Bachelor degree in Finance (preferred)

Tools

Microsoft Office Suite

Job description

Your role

Are you truly service oriented? Do you know how to take care of people?

We’re looking for a Senior Registered Client Associate to:

• keep management systems up-to-date with client information
• educate clients on account services and capabilities
• help with the preparation of reports and other materials for client meetings
• collect the right documentation for opening new accounts and service requests
• plan team marketing events and maintain marketing materials
• provide the team with a detailed calendar of activities

Job Type

Full Time

Job Reference #

341852BR

City

New York

Your team

You’ll be working in the New York International Group branch office in mid-town Manhattan. We provide wealth management solutions to ultra and high net worth clients. As a Senior Registered Client Associate you’ll play an important role in providing exceptional services to our clients.

Your expertise

• series 7 and 66 licenses
• ideally 3-5 years of experience in client service, within the finance sector
• bachelor degree preferred, focusing on Finance
• excellent communicator, with solid interpersonal skills
• detail oriented (nothing gets past you)
• proficient in Microsoft Office Suite
• Spanish, Portuguese or Mandarin a plus

About Us

UBS is a leading and truly global wealth manager and the leading universal bank in Switzerland. We also provide diversified asset management solutions and focused investment banking capabilities. Headquartered in Zurich, Switzerland, UBS is present in more than 50 markets around the globe.

We know that great work is never done alone. That’s why we place collaboration at the heart of everything we do. Because together, we’re more than ourselves. Want to find out more? Visit ubs.com/careers.

Salary information

The indicative gross base salary range as a full-time equivalent role:

• United States - New York - New York min USD 70000 - max USD 95000 /annum

The expected salary for this role will be determined by relevant factors which may include but are not limited to, role-required experience, qualifications, education, location and skill level. UBS offers a range of competitive benefits and for further information, please visit ubs.com/employee-benefits. We may, at our sole discretion, provide additional variable compensation or awards.

Join us

At UBS, we know that it's our people, with their diverse skills, experiences and backgrounds, who drive our ongoing success. We’re dedicated to our craft and passionate about putting our people first, with new challenges, a supportive team, opportunities to grow and flexible working options when possible. Our inclusive culture brings out the best in our employees, wherever they are on their career journey. And we use artificial intelligence (AI) to work smarter and more efficiently. We also recognize that great work is never done alone. That’s why collaboration is at the heart of everything we do. Because together, we’re more than ourselves.

We’re committed to disability inclusion and if you need reasonable accommodation/adjustments throughout our recruitment process, you can always contact us.

Disclaimer / Policy statements

UBS is an Equal Opportunity Employer. We respect and seek to empower each individual and support the diverse cultures, perspectives, skills and experiences within our workforce.