Senior Operational Risk Analyst — Controls & Issues

RBC Capital Markets, LLC; Minneapolis (MN); On-site; USD 70,000 - 130,000; Full time

Job summary

RBC Capital Markets, LLC is seeking a Senior Analyst for Operational Risk in Minneapolis. You will partner with Compliance and Group Risk Management to identify and manage operational risks, control environments, and related issues.

The role emphasizes event management, control documentation, and effective stakeholder communication to support enterprise standards and regulatory expectations.

Qualifications

• Bachelor's degree in finance, business, or related field (or equivalent experience).
• 5–7 years of experience in operational risk, compliance, or legal within wealth management or financial services.
• Strong knowledge of leading operational risk practices, regulatory expectations, and control frameworks.

Responsibilities

• Operational Risk Event Management: research events, conduct root cause analyses, escalate as needed.
• Control Management: maintain control inventory and liaise across the control lifecycle.
• Issue Management: identify, raise and monitor formal operational risk issues to resolution.

Skills

Operational risk

Regulatory knowledge

Stakeholder management

Analytical skills

Problem solving

Written and verbal communication

Time management

Education

Bachelor's degree in finance, business, or related field

Tools

SIE

Series 7

Series 63/65/66

Series 9/10/24

Job description

RBC Capital Markets, LLC is seeking a Senior Analyst for Operational Risk in Minneapolis. You will partner with Compliance and Group Risk Management to identify and manage operational risks, control environments, and related issues.

The role emphasizes event management, control documentation, and effective stakeholder communication to support enterprise standards and regulatory expectations.