Senior Manager, Financial Crimes Governance & Risk

RBC Capital Markets, LLC; Minneapolis (MN); On-site; USD 90,000 - 160,000; Full time

Benefits offered by this job

Total Rewards Program

Coaching and development

Client relationships opportunities

Job summary

RBC Capital Markets, LLC in Minneapolis, MN seeks a Senior Manager to support the Director, CUSO FC Governance in regulatory compliance, risk management, reporting and governance for the Combined U.S. Operations (CUSO).

The role ensures execution of the Enterprise Financial Crimes Risk Management Framework across the region. The position focuses on overseeing FC governance, risk indicators, and management reporting, with opportunities to lead process improvements and drive cross-functional

Qualifications

• Extensive knowledge of risk and compliance management and governance practices (BSA, USA PATRIOT Act, OFAC, FCPA).
• Experience developing, coordinating and preparing management reporting.

Responsibilities

• Coordinate oversight of the FC Target Operating Model (TOM) with U.S. BSA/AML Officers.
• Produce entity-level and CUSO FC RAMs and KRIs and coordinate refreshes with Enterprise FC.
• Establish and maintain annual reviews and renewals.
• Assist in administration and maintenance of AML/financial crimes controls across the CUSO.
• Improve regional and entity-level reporting and governance reporting processes.

Skills

Risk governance

Management reporting

KRI/RAM programs

Vendor risk management

Job description

RBC Capital Markets, LLC in Minneapolis, MN seeks a Senior Manager to support the Director, CUSO FC Governance in regulatory compliance, risk management, reporting and governance for the Combined U.S. Operations (CUSO).

The role ensures execution of the Enterprise Financial Crimes Risk Management Framework across the region. The position focuses on overseeing FC governance, risk indicators, and management reporting, with opportunities to lead process improvements and drive cross-functional