Senior Mutual Fund Compliance Counsel (Hybrid)

John Hancock; Boston (MA); Hybrid; USD 92,000 - 160,000; Full time

Job summary

John Hancock, a Manulife company, seeks a Senior Legal Specialist to provide regulatory support for SEC filings and fund disclosures, ensuring compliance with the Investment Company Act and Securities Act. You will coordinate with the Director, manage multiple filings, and keep stakeholders informed.

The role emphasizes independence, accuracy, and timely delivery in a fast-paced environment, with hybrid work in Boston and a salary range aligned with market conditions and responsibilities.

Qualifications

• Bachelor of Science or Bachelor of Arts degree.
• At least seven years of experience preparing mutual fund prospectuses, registration statements, supplements, proxy statements, and other disclosure documents.
• Experience with open-end fund SEC filings and related disclosure requirements.
• Experience with closed-end funds is a plus.
• Working knowledge of EDGAR and common-language databases.
• Ability to work effectively and independently in a demanding, fast-paced, and fluid environment.
• Availability to work overtime as needed, including during some peak holiday periods.

Responsibilities

• Prepare and file SEC registration statements for open-end and closed-end funds.
• Draft and file proxy statements for open-end and closed-end fund proxy solicitations.
• Prepare and coordinate supplements, merger filings, and other fund disclosure documents and related activities.
• Review shareholder reports.
• Keep management, staff, and outside counsel informed of developments affecting assigned funds.
• Maintain current knowledge of regulatory and industry developments relevant to investment companies.
• Manage multiple projects and deadlines with minimal supervision, including overtime or work during peak holiday periods when needed.

Skills

Mutual fund regulation knowledge

EDGAR familiarity

Attention to detail

Pressure deadlines

Independent with teamwork

Integrity and professionalism

Education

Bachelor of Science or Bachelor of Arts

Tools

EDGAR

ArcPro

Job description

John Hancock, a Manulife company, seeks a Senior Legal Specialist to provide regulatory support for SEC filings and fund disclosures, ensuring compliance with the Investment Company Act and Securities Act. You will coordinate with the Director, manage multiple filings, and keep stakeholders informed.

The role emphasizes independence, accuracy, and timely delivery in a fast-paced environment, with hybrid work in Boston and a salary range aligned with market conditions and responsibilities.