Hybrid Investment Compliance Analyst: Funds Oversight

John Hancock; Boston (MA); Hybrid; USD 53,000 - 89,000; Full time

Job summary

Manulife/John Hancock is seeking a Compliance Analyst (non-exempt) to monitor and oversee the John Hancock Group of Funds compliance activities, including sub-adviser and service provider oversight. The role involves reviewing alerts, conducting due diligence, and assisting in regulatory reporting under the CCO’s Office.

Qualified candidates have at least 1 year in mutual funds, a bachelor’s degree, and experience with compliance monitoring systems, Excel, and AI tools.

Qualifications

• Bachelor’s degree or above.
• 1+ years of mutual fund industry experience.
• Strong communication skills (verbal and written).
• General understanding of mutual funds and related functions.
• Experience with compliance monitoring systems, Excel and AI tools.

Responsibilities

• Review compliance alerts and breaches; report findings to management.
• Complete annual prospectus/SAI guideline reviews and update rule coding.
• Assist in sub-adviser and service provider oversight and due diligence meetings.
• Prepare periodic Management/Board reporting.
• Produce routine compliance documentation according to procedures.
• Participate in sub-adviser 15c reviews and IRS tax compliance testing.
• Conduct peer reviews of compliance documentation for breaches.

Skills

Strong communication

Mutual fund experience

Compliance monitoring

Excel

AI tools

Education

Bachelor’s degree or above

Tools

Charles River

Job description

Manulife/John Hancock is seeking a Compliance Analyst (non-exempt) to monitor and oversee the John Hancock Group of Funds compliance activities, including sub-adviser and service provider oversight. The role involves reviewing alerts, conducting due diligence, and assisting in regulatory reporting under the CCO’s Office.

Qualified candidates have at least 1 year in mutual funds, a bachelor’s degree, and experience with compliance monitoring systems, Excel, and AI tools.