Senior Manager, Automated Compliance & Risk Controls

Prime Team Partners

Los Angeles (CA)

On-site

USD 155,000 - 190,000

Full time

2 days ago
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Benefits offered by this job

Equity
Medical benefits
401k

Job summary

Prime Team Partners seeks a Senior Manager, Compliance Monitoring & Risk Controls to scale an automated framework for regulatory monitoring, risk controls, and governance across lending and operations. You will bridge compliance, risk, data, product, engineering, and business teams in a fast-paced fintech environment.

The role emphasizes data-driven control design, automation, and regulatory alignment, with opportunities to shape monitoring capabilities as regulatory requirements evolve beyond

Qualifications

  • Experience operating within a regulated financial services environment.
  • Strong understanding of compliance, risk, governance, or quality control principles.
  • Ability to work across legal, compliance, technology, and business stakeholders.
  • Experience driving issue remediation and process improvement initiatives.

Responsibilities

  • Evaluate existing monitoring and quality control coverage across key business processes.
  • Identify gaps in current control frameworks and recommend improvements.
  • Ensure critical compliance, operational, and risk controls are being monitored appropriately.
  • Help define and implement new monitoring capabilities as products, regulations, and business processes evolve.
  • Support remediation efforts when control failures or compliance issues are identified.

Skills

Regulatory compliance
Cross-functional leadership
Data-driven thinking
Analytical mindset

Tools

SQL
Python
Analytics tools

Job description

Prime Team Partners seeks a Senior Manager, Compliance Monitoring & Risk Controls to scale an automated framework for regulatory monitoring, risk controls, and governance across lending and operations. You will bridge compliance, risk, data, product, engineering, and business teams in a fast-paced fintech environment.

The role emphasizes data-driven control design, automation, and regulatory alignment, with opportunities to shape monitoring capabilities as regulatory requirements evolve beyond

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