Senior Internal Audit Manager – Capital Markets

Madison-Davis, LLC; New York (NY); In loco; USD 100.000 - 140.000; Tempo pieno

Descrizione del lavoro

Madison-Davis, LLC is seeking an Internal Audit Manager in New York to lead audit coverage across complex capital markets and regulated financial services activities. The role requires 5+ years of AVP-level experience and direct audit exposure to financial markets products, with the ability to independently lead audits and engage senior stakeholders.

The base salary ranges from $100,000 to $140,000, plus discretionary bonus, with a focus on strategic audit planning, risk assessment, audit

Competenze

• 5+ years of relevant audit experience at AVP level or above.
• Direct audit experience with financial markets products (commodities, equities, swaps, derivatives, futures, securities).
• Experience in regulated capital markets environments and communicating findings to senior stakeholders.

Mansioni

• Lead Internal Audit engagements across capital markets, trading, broking, and related financial services.
• Audit complex financial markets products including commodities, equities, swaps, derivatives, futures, and securities.
• Manage the complete audit lifecycle from risk assessment and planning through testing, reporting and issue validation.
• Develop audit strategies, procedures, methodologies, and risk-based testing approaches.
• Evaluate governance, risk management, internal controls, and regulatory compliance.
• Perform integrated audits spanning technology, business processes, financial systems, and operational controls.
• Conduct standalone operational and business process audits within regulated environments.
• Partner with senior stakeholders to communicate findings, influence remediation, and strengthen controls.
• Assess emerging risks across financial markets and incorporate changing business activities into audit coverage.
• Supervise and develop audit professionals and coordinate with co-sourced audit resources.
• Support strategic and annual audit planning and broader Internal Audit initiatives.
• Escalate significant risks and control issues while maintaining independent audit conclusions.

Conoscenze

Audit leadership

Stakeholder communication

Regulatory compliance

Risk assessment

Audit lifecycle

Integrated audits

Governance controls

Mentoring/ supervision

Descrizione del lavoro

Madison-Davis, LLC is seeking an Internal Audit Manager in New York to lead audit coverage across complex capital markets and regulated financial services activities. The role requires 5+ years of AVP-level experience and direct audit exposure to financial markets products, with the ability to independently lead audits and engage senior stakeholders.

The base salary ranges from $100,000 to $140,000, plus discretionary bonus, with a focus on strategic audit planning, risk assessment, audit