Internal Audit Manager

Madison-Davis, LLC; New York (NY); On-site; USD 100,000 - 140,000; Full time

Job summary

Madison-Davis, LLC is seeking an Internal Audit Manager in New York to lead audit coverage across complex capital markets and regulated financial services activities. The role requires 5+ years of AVP-level experience and direct audit exposure to financial markets products, with the ability to independently lead audits and engage senior stakeholders.

The base salary ranges from $100,000 to $140,000, plus discretionary bonus, with a focus on strategic audit planning, risk assessment, audit

Qualifications

• 5+ years of relevant audit experience at AVP level or above.
• Direct audit experience with financial markets products (commodities, equities, swaps, derivatives, futures, securities).
• Experience in regulated capital markets environments and communicating findings to senior stakeholders.

Responsibilities

• Lead Internal Audit engagements across capital markets, trading, broking, and related financial services.
• Audit complex financial markets products including commodities, equities, swaps, derivatives, futures, and securities.
• Manage the complete audit lifecycle from risk assessment and planning through testing, reporting and issue validation.
• Develop audit strategies, procedures, methodologies, and risk-based testing approaches.
• Evaluate governance, risk management, internal controls, and regulatory compliance.
• Perform integrated audits spanning technology, business processes, financial systems, and operational controls.
• Conduct standalone operational and business process audits within regulated environments.
• Partner with senior stakeholders to communicate findings, influence remediation, and strengthen controls.
• Assess emerging risks across financial markets and incorporate changing business activities into audit coverage.
• Supervise and develop audit professionals and coordinate with co-sourced audit resources.
• Support strategic and annual audit planning and broader Internal Audit initiatives.
• Escalate significant risks and control issues while maintaining independent audit conclusions.

Skills

Audit leadership

Stakeholder communication

Regulatory compliance

Risk assessment

Audit lifecycle

Integrated audits

Governance controls

Mentoring/ supervision

Job description

ABOUT THE ROLE

A global financial services organization is seeking an Internal Audit Manager to lead audit coverage across complex capital markets and regulated financial services activities. This is a senior-level opportunity for an audit professional with 5+ years of relevant experience at the AVP level or above, ideally gained within a bank, broker-dealer, swap dealer, fintech, Big 8 firm, or Protiviti. The ideal candidate will have direct audit experience with financial markets products, with particular value placed on commodities, equities, swaps, derivatives, futures, securities, and broking activities. The position requires someone who understands regulated capital markets environments and can independently lead audits while influencing senior stakeholders.

The role offers a $100, 000 $140, 000 base salary plus discretionary bonus and will contribute to strategic audit planning, risk assessments, audit execution, issue escalation, control improvement, and development of the broader Internal Audit function.

• Lead Internal Audit engagements across capital markets, trading, broking, and related financial services activities.
• Audit complex financial markets products, including commodities, equities, swaps, derivatives, futures, and securities.
• Manage the complete audit lifecycle from risk assessment and planning through testing, reporting, and issue validation.
• Develop audit strategies, procedures, methodologies, and risk-based testing approaches.
• Evaluate governance, risk management, internal controls, and regulatory compliance.
• Perform integrated audits spanning technology, business processes, financial systems, and operational controls.
• Conduct standalone operational and business process audits within regulated environments.
• Partner with senior stakeholders to communicate findings, influence remediation, and strengthen controls.
• Assess emerging risks across financial markets and incorporate changing business activities into audit coverage.
• Supervise and develop audit professionals and coordinate with co-sourced audit resources.
• Support strategic and annual audit planning and broader Internal Audit initiatives.
• Escalate significant risks and control issues while maintaining clear, independent audit conclusions.