Senior Internal Audit Lead: SOX & Controls Excellence

Raymond James Financial, Inc.; Saint Petersburg (FL); Hybrid; USD 95,000 - 125,000; Full time

Benefits offered by this job

Health insurance

Dental insurance

Vision insurance

Retirement plan

Paid time off

Job summary

Raymond James Financial, Inc. seeks an experienced Audit professional in Florida to conduct Sarbanes-Oxley and operational audits within Raymond James Bank. The role leads audits of moderate scope, develops control assessments, and partners with stakeholders to improve control environments.

The candidate will manage engagements from planning to reporting, stay current with regulatory changes, and mentor junior staff while delivering high-quality audit deliverables.

Qualifications

• Bachelor’s degree required in business or accounting or finance.
• Minimum six years in financial services or related audits.
• CIA/CPA/CISA preferred.

Responsibilities

• Lead audits from planning through reporting with complex issues.
• Develop audit programs and assess control effectiveness.
• Communicate findings to management and propose improvements.
• Monitor key metrics and maintain stakeholder relationships.

Skills

Audit planning

Risk assessment

Internal controls

Project management

Communication

Stakeholder management

Analytical thinking

Regulatory knowledge

Education

Bachelor's in Business Administration

Accounting

Finance

Tools

Audit software

Job description

Raymond James Financial, Inc. seeks an experienced Audit professional in Florida to conduct Sarbanes-Oxley and operational audits within Raymond James Bank. The role leads audits of moderate scope, develops control assessments, and partners with stakeholders to improve control environments.

The candidate will manage engagements from planning to reporting, stay current with regulatory changes, and mentor junior staff while delivering high-quality audit deliverables.