Senior Bank Regulatory Audit Lead

Raymond James Financial, Inc.; Saint Petersburg (FL); Hybride; USD 120 000 - 180 000; Plein temps

Résumé du poste

Raymond James Financial, Inc. in Saint Petersburg, FL, seeks a Senior Audit Manager to lead bank regulatory compliance audits, shape the audit plan, and mentor audit professionals within Internal Audit.

The role collaborates with executives, control functions, and regulators to deliver high‑quality coverage. You will oversee multiple engagements, finalize findings with recommendations, monitor key metrics, and stay current on regulatory changes.

Qualifications

• Bachelor’s degree in a related field and a minimum of eight years of experience in financial services.
• Strong project management and interpersonal skills.
• Ability to lead and develop audit professionals.
• Knowledge of bank regulatory compliance and risk management concepts.

Responsabilités

• Develop and execute a robust Audit Plan for assigned businesses in accordance with Internal Audit standards and regulations.
• Oversee multiple audit engagements from planning through reporting stages.
• Produce high-quality deliverables in line with department standards and professional guidelines.
• Lead and develop Audit Managers and Senior Audit staff.
• Manage human resources activities including performance evaluations and staff development.
• Establish strong relationships with senior leadership and regulators to ensure effective coverage.

Connaissances

Project management

Leadership

Interpersonal skills

Analytical skills

Communication skills

Influencing senior leadership

Formation

Bachelor's degree in Business Administration/Finance/Accounting

Outils

CIA, CPA, CISA certifications

Description du poste

Raymond James Financial, Inc. in Saint Petersburg, FL, seeks a Senior Audit Manager to lead bank regulatory compliance audits, shape the audit plan, and mentor audit professionals within Internal Audit.

The role collaborates with executives, control functions, and regulators to deliver high‑quality coverage. You will oversee multiple engagements, finalize findings with recommendations, monitor key metrics, and stay current on regulatory changes.