Senior Internal Audit Lead: Risk & Controls (Hybrid)

100 Raymond James & Associates, Inc.; Saint Petersburg (FL); Hybrid; USD 85,000 - 120,000; Full time

Benefits offered by this job

Medical, dental, and vision

Life insurance

Retirement savings

Paid time off

Job summary

100 Raymond James & Associates, Inc. is seeking a seasoned internal audit professional to lead and execute audits across assigned processes within the financial services function.

You will guide junior staff, develop audit programs, and ensure adherence to internal controls and regulatory requirements while delivering high-quality reports. The role emphasizes collaboration with management to identify control gaps, propose improvements, and communicate findings clearly.

Qualifications

• Bachelor’s Degree in Business Administration, Finance, or Accounting and a minimum of three (3) years of experience in the financial services industry ~or~
• Any equivalent combination of education, experience and/or training approved by Human Resources.

Responsibilities

• Drive ongoing audit coverage of assigned functional audit area by developing audit programs.
• Propose audit objectives, scope, procedures and internal control reviews to ensure compliance with policies and procedures.
• Participate in audit engagements from the planning stages to the reporting stages.
• Produce quality deliverables in accordance with both department and professional standards.
• Partner with colleagues and stakeholders to evaluate, test and report on the adequacy and effectiveness of management controls.
• Finalize audit findings and provide an overall report on the control environment.
• Communicate audit findings to management and identify opportunities for improvement of the design and effectiveness of key controls.
• Build and maintain key relationships with stakeholders to establish a culture of engagement while adding value.
• Implement and execute an effective program of continuous monitoring for assigned audit areas.
• Monitor key metrics to identify control issues and adverse trends.
• Stay current with evolving industry and regulatory changes that impact the business.
• Performs other duties and responsibilities as assigned.

Skills

Auditing

Risk assessment

Internal controls

Communication

Analytical skills

Project leadership

Education

Bachelor’s Degree in Business Administration, Finance, or Accounting

Job description

100 Raymond James & Associates, Inc. is seeking a seasoned internal audit professional to lead and execute audits across assigned processes within the financial services function.

You will guide junior staff, develop audit programs, and ensure adherence to internal controls and regulatory requirements while delivering high-quality reports. The role emphasizes collaboration with management to identify control gaps, propose improvements, and communicate findings clearly.