Senior Internal Audit Lead – SOX & Controls (Hybrid)

100 Raymond James & Associates, Inc.; Saint Petersburg (FL); Hybrid; USD 90,000 - 130,000; Full time

Benefits offered by this job

Medical insurance

Dental insurance

Vision insurance

Life insurance

Disability benefits

Retirement savings

Paid time off

Parental leave

Job summary

Raymond James Bank is seeking an experienced Internal Audit professional to conduct comprehensive audits, including SOX, and develop risk profiles for assigned processes. You will lead engagements from planning to reporting, researching issues, and delivering quality controls assessments.

The role requires strong communication with executive management, project management skills, and ability to build stakeholder relationships. The position is hybrid, with travel <25% and a focus on adding value through engaged collaboration.

Qualifications

• Bachelor’s Degree in Business Administration, Accounting, Finance, or related field with a minimum of six (6) years of experience in the financial services industry.
• Or ~ Any equivalent combination of education, experience and/or training approved by Human Resources.

Responsibilities

• Drive audit coverage of assigned functional audit area by developing various audit programs.
• Propose audit objectives, scope, procedures, and internal control reviews to ensure compliance with policies and regulations.
• Lead audit engagements from the planning stages to the reporting stages and produce quality deliverables that meet both department and professional standards.
• Partner with colleagues and stakeholders to evaluate, test and report the effectiveness of management controls.
• Finalize audit findings and provide an assessment of the control environment.
• Communicate audit findings to management and identify opportunities for improvement of the design and effectiveness of key controls.
• Build and maintain relationships with stakeholders.
• Add value by establishing a culture of engagement.
• Create and execute an effective monitoring program for assigned areas to monitor key metrics that identify control issues and adverse trends.
• Review work performed and provide honest and constructive feedback.
• Serve as a technical resource for other auditors.
• Maintain industry knowledge of evolving and regulatory changes that impact the business.
• Performs other duties and responsibilities as assigned.

Skills

Audit practices

Risk assessment

Project management

Stakeholder communication

Team leadership

Education

Bachelor’s Degree in Accounting

Bachelor’s Degree in Business Administration

Bachelor’s Degree in Finance

Job description

Raymond James Bank is seeking an experienced Internal Audit professional to conduct comprehensive audits, including SOX, and develop risk profiles for assigned processes. You will lead engagements from planning to reporting, researching issues, and delivering quality controls assessments.

The role requires strong communication with executive management, project management skills, and ability to build stakeholder relationships. The position is hybrid, with travel <25% and a focus on adding value through engaged collaboration.