Senior Independent Compliance Testing Lead (Hybrid)

Golden1; Sacramento (CA); Hybrid; USD 103,100 - 116,000; Full time

Job summary

Golden1 is seeking a Senior Compliance Independent Testing Analyst in Sacramento, California. This critical role involves conducting independent compliance testing and evaluations within the compliance framework of the organization.

The ideal candidate will have over 7 years of experience in Financial Services and a strong understanding of compliance laws. The position requires effective organizational skills and the ability to communicate with various management levels.

Successful candidates will enjoy a dynamic work environment and the opportunity to impact compliance operations directly.

Qualifications

• 7+ years of Financial Services experience in compliance or audit.
• Ability to communicate at a management level (oral and written).
• Experience managing multiple tasks.

Responsibilities

• Conduct independent compliance testing for effectiveness.
• Plan and report on assigned Compliance Testing reviews.
• Document findings and action plans.

Skills

Compliance laws knowledge

Communication skills

Organizational skills

Judgment

Microsoft Office proficiency

Ability to work independently

Education

Bachelor’s degree or equivalent work experience

Tools

Microsoft Word

Microsoft Excel

PowerPoint

Adobe Acrobat Pro

SharePoint

Job description

Golden1 is seeking a Senior Compliance Independent Testing Analyst in Sacramento, California. This critical role involves conducting independent compliance testing and evaluations within the compliance framework of the organization.

The ideal candidate will have over 7 years of experience in Financial Services and a strong understanding of compliance laws. The position requires effective organizational skills and the ability to communicate with various management levels.

Successful candidates will enjoy a dynamic work environment and the opportunity to impact compliance operations directly.