Senior Financial Advisor, Wealth Management

RBC; New York (NY); On-site; USD 65,000 - 105,000; Full time

Benefits offered by this job

Bonuses in Total Rewards

Flexible benefits

Stock options where applicable

Coaching and development opportunities

Flexible work/life balance

Job summary

RBC Wealth Management is seeking a Senior Financial Associate to help grow the FA Team and manage client portfolios. You will work independently with minimal direction, building assets under management and executing approved transactions.

The role emphasizes investment knowledge, licensing requirements, and strong client relationship skills, with a comprehensive rewards program and flexible benefits.

Qualifications

• 5+ years industry experience.
• Licenses (Series 7/66 or equivalents) required.
• Strong knowledge of stocks, investments, and retirement plans.
• Working knowledge of fixed income products, equities, mutual funds, insurance and annuities.
• In-depth knowledge of regulatory policies and portfolio analysis.
• Advanced computer skills (MS Office).

Responsibilities

• Regularly gather new client accounts and build assets under management for FA Team.
• Conduct in-depth analyses of client portfolios and recommend investments.
• Educate clients using their financial information and suggest products/services.
• Monitor client investment needs and progress via transactions, statements, market research and contact.
• Promote business growth programs and develop marketing plans for client acquisition.

Skills

Licenses: Series 7/66/63/65

Client relationship management

Financial analysis

Investment knowledge

Regulatory compliance

Microsoft Office

Education

Bachelor’s Degree

CFP designation preferred

Job description

RBC Wealth Management is seeking a Senior Financial Associate to help grow the FA Team and manage client portfolios. You will work independently with minimal direction, building assets under management and executing approved transactions.

The role emphasizes investment knowledge, licensing requirements, and strong client relationship skills, with a comprehensive rewards program and flexible benefits.