Senior ERISA Compliance & Client Services Lead

MMC

Charlotte (NC)

Hybrid

USD 110,000 - 150,000

Full time

8 days ago

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Benefits offered by this job

Generous time off

Tuition reimbursement

Hybrid work environment

Charitable contribution match

Stock purchase opportunities

Job summary

Compass Financial Partners, a division of MMA Securities LLC, is seeking a Senior Compliance Client Service Manager to lead client service for institutional clients, ensuring ERISA compliance and supporting plan design and due diligence. You will partner with Relationship Managers and Institutional Consultants, provide proactive solutions, and stay current on market, regulatory changes and client needs.

The role offers a hybrid work environment with strong benefits and opportunities for

Qualifications

Minimum of 10 years of relationship/client service management experience.
Experience with ERISA compliance for retirement plans.
Knowledge of defined contribution financial products and services.
Relevant industry designations preferred (QKA, QKC, ERPA, QPA, TGPC).
Strong communication and client service skills.

Responsibilities

Partner with Relationship Manager and Institutional Consultant to deliver exceptional client service.
Support plans subject to ERISA compliance, collaborating with internal legal and compliance teams.
Provide technical support on plan design and due diligence for PE/M&A transactions.
Attend client quarterly plan reviews as a subject matter expert.
Provide consultation around compliance testing results and corrections.
Build relationships with recordkeeping partners to understand benefit modeling capabilities.