Senior Equity Transparency Analytics Lead

FINRA; Rockville (MD); Hybrid; USD 112,000 - 203,000; Full time

Job summary

FINRA is seeking a Principal Analyst in Transparency Services Equities to monitor real-time trade report and data dissemination issues, coordinating multiple teams and external parties to respond to emergencies and events.

The role analyzes trade data to inform senior leadership and ensure SEC compliance, operating as an experienced individual contributor with independent work style and extended hours support.

Qualifications

• Bachelor's degree in finance, analytics, or related field required.
• 7+ years of experience in finance, compliance, or related area expected.
• Knowledge of U.S. broker-dealers and financial regulation preferred.
• Experience with data analysis and executive-level reporting.
• Strong communication and project coordination skills.

Responsibilities

• Monitor real-time trade report and data dissemination issues for regulatory compliance.
• Coordinate FINRA internal teams and external parties to respond to emergencies and events.
• Analyze trade data to inform senior leadership and meet SEC requirements.
• Design data collection methods and develop KPIs to measure performance.
• Provide guidance to junior colleagues and align with FINRA values.

Skills

Financial analysis

Data analytics

Regulatory knowledge

Stakeholder communications

Leadership

Education

Bachelor's Degree in Finance/Analytics/Related field

Tools

SQL

Tableau

Excel

Python

Job description

FINRA is seeking a Principal Analyst in Transparency Services Equities to monitor real-time trade report and data dissemination issues, coordinating multiple teams and external parties to respond to emergencies and events.

The role analyzes trade data to inform senior leadership and ensure SEC compliance, operating as an experienced individual contributor with independent work style and extended hours support.