Senior Equity Finance Counsel: Margin Lending & Delta-One

Page Executive; New York (NY); Hybrid; USD 250.000 - 350.000; Vollzeit

Benefits dieser Stelle

Bonus

Hybrid work 3 days NYC

Comprehensive benefits

Growth opportunities

Zusammenfassung

Page Executive is recruiting a Senior Equity Finance Counsel for an investment bank in New York. You will support the equity sales and trading platform with a focus on equity finance, advising on margin lending, equity repo, securities lending and delta-one swaps.

You will work closely with Credit, Market Risk and Operations, drafting and negotiating financing and securities documents while ensuring compliance with FINRA, Reg T/U and Dodd-Frank.

Qualifikationen

• Must have JD from a US law school.
• NY Bar admission is required.
• 8–10+ years of practice in equity finance or financial services.

Aufgaben

• Provide legal support to equity sales and trading on equity finance matters.
• Draft and negotiate credit, loan, and securities financing documents.
• Advise on margin lending regulations (FINRA, Reg T, Reg U) and Dodd-Frank.
• Collaborate with Credit, Market Risk, Collateral, and Operations to address risk and legal issues.

Kenntnisse

Margin lending experience

Delta-one experience

Securities regulatory knowledge

Business partner to internal clients

Ausbildung

Juris Doctor (JD) from US law school

NY Bar admission

Jobbeschreibung

Page Executive is recruiting a Senior Equity Finance Counsel for an investment bank in New York. You will support the equity sales and trading platform with a focus on equity finance, advising on margin lending, equity repo, securities lending and delta-one swaps.

You will work closely with Credit, Market Risk and Operations, drafting and negotiating financing and securities documents while ensuring compliance with FINRA, Reg T/U and Dodd-Frank.