Senior Legal Director — Equity Finance & Regulation

Page Executive; New York (NY); Hybrid; Confidential; Full time

Benefits offered by this job

Bonus

Hybrid schedule

Comprehensive benefits

Growth opportunities

Job summary

Page Executive is seeking a senior legal counsel to support our equity finance and margin lending activities in a hybrid NYC setting. The role emphasizes cross‑functional collaboration with credit, risk, and operations to address regulatory and transactional matters.

Ideal candidates hold a US JD with NY Bar admission and have 12–15+ years in financial services, including margin lending and delta-one experience.

Qualifications

• US law degree with admission to NY State Bar.
• 12–15+ years of legal experience in financial services.
• Experience with margin lending, equity finance, and delta-one products.

Responsibilities

• Provide legal support to business units on equity sales and trading platforms, focusing on equity finance (margin lending, equity repo, securities lending, delta-one swaps).
• Support LP fund financing, full-recourse margin lending, equity repo, securities lending and delta-one equity swaps.
• Provide guidance on margin lending regulations, FINRA, Reg T, and Reg U compliance.
• Provide guidance on Dodd-Frank and rules for Security-Based Swaps and SBSDs.
• Draft and negotiate credit agreements, loan agreements and related fund financing and margin lending documents.
• Draft and negotiate securities financing documents, including MRAs and MSLAs; maintain and enhance standard templates.
• Partner with Credit, Market Risk, Collateral Management, Operations and other stakeholders on legal and risk matters.

Skills

Legal drafting

Regulatory compliance

Negotiation

Cross-functional collaboration

Risk management

Education

JD from US law school

Job description

Page Executive is seeking a senior legal counsel to support our equity finance and margin lending activities in a hybrid NYC setting. The role emphasizes cross‑functional collaboration with credit, risk, and operations to address regulatory and transactional matters.

Ideal candidates hold a US JD with NY Bar admission and have 12–15+ years in financial services, including margin lending and delta-one experience.