Senior Digital Assets Compliance Lead (Hybrid NY)

Franklin Templeton; New York (NY); Hybrid; USD 180,000 - 210,000; Full time

Benefits offered by this job

Paid Time Off

Health Coverage

401(k) plan with strong match

Employee Stock Investment Plan (ESIP)

LEAP Education Assistance

Job summary

Franklin Templeton is seeking a senior regulatory compliance leader in New York to guide digital asset regulatory strategy, governance, and risk controls. You will advise partners, review marketing for compliance, and support examinations while shaping policy and training programs.

The role emphasizes strong analytical, written and verbal communication and cross-functional collaboration in a fast-paced asset management environment. Hybrid work and full-time schedule are offered.

Qualifications

• Five or more years in senior compliance, legal, regulatory, or risk roles.
• Financial services, asset management, broker-dealer, fintech, or capital markets experience.
• Direct experience with digital assets, cryptocurrency, tokenization, blockchain, or related investments.
• Experience advising stakeholders on new products, services, processes, or strategic initiatives.
• Series 7 and Series 24 registrations preferred, or willingness to obtain them.

Responsibilities

• Advise business partners on digital asset regulations, risks, and mitigation strategies.
• Review digital asset marketing, communications, and social media for compliance.
• Serve as a Registered Principal when required.
• Strengthen policies, governance frameworks, controls, and supporting documentation.
• Monitor regulatory developments and translate changes into actionable guidance.
• Prepare compliance memoranda and deliver training on regulatory expectations.
• Conduct testing, support remediation, and assist with examinations and investigations.

Skills

Written communication with strong

Verbal communication

Analytical thinking

Problem solving

Cross-functional influence

Attention to detail

Ability to thrive in fast-paced env

Education

Series 7 and Series 24 registrations preferred

Job description

Franklin Templeton is seeking a senior regulatory compliance leader in New York to guide digital asset regulatory strategy, governance, and risk controls. You will advise partners, review marketing for compliance, and support examinations while shaping policy and training programs.

The role emphasizes strong analytical, written and verbal communication and cross-functional collaboration in a fast-paced asset management environment. Hybrid work and full-time schedule are offered.