Senior Compliance Officer - Digital Assets

Franklin Templeton; New York (NY); Hybrid; USD 180,000 - 210,000; Full time

Benefits offered by this job

Paid Time Off

Health Coverage

401(k) plan with strong match

Employee Stock Investment Plan (ESIP)

LEAP Education Assistance

Job summary

Franklin Templeton is seeking a senior regulatory compliance leader in New York to guide digital asset regulatory strategy, governance, and risk controls. You will advise partners, review marketing for compliance, and support examinations while shaping policy and training programs.

The role emphasizes strong analytical, written and verbal communication and cross-functional collaboration in a fast-paced asset management environment. Hybrid work and full-time schedule are offered.

Qualifications

• Five or more years in senior compliance, legal, regulatory, or risk roles.
• Financial services, asset management, broker-dealer, fintech, or capital markets experience.
• Direct experience with digital assets, cryptocurrency, tokenization, blockchain, or related investments.
• Experience advising stakeholders on new products, services, processes, or strategic initiatives.
• Series 7 and Series 24 registrations preferred, or willingness to obtain them.

Responsibilities

• Advise business partners on digital asset regulations, risks, and mitigation strategies.
• Review digital asset marketing, communications, and social media for compliance.
• Serve as a Registered Principal when required.
• Strengthen policies, governance frameworks, controls, and supporting documentation.
• Monitor regulatory developments and translate changes into actionable guidance.
• Prepare compliance memoranda and deliver training on regulatory expectations.
• Conduct testing, support remediation, and assist with examinations and investigations.

Skills

Written communication with strong

Verbal communication

Analytical thinking

Problem solving

Cross-functional influence

Attention to detail

Ability to thrive in fast-paced env

Education

Series 7 and Series 24 registrations preferred

Job description

At Franklin Templeton, we believe success is built through powerful partnerships. As a forward thinking asset manager, we build dynamic relationships with clients, understand their goals, and navigate complex markets together. We leverage cutting edge strategies and deep insights to unlock opportunities for long term wealth creation. Our talented, global teams bring expertise that is both broad and unique.

From our welcoming, inclusive, and supportive culture to our globally diverse business, we offer opportunities not only to help you reach your potential, but also to contribute to our clients’ success.

About The Department

Global Regulatory Compliance helps Franklin Templeton manage regulatory risk across digital asset products, services, marketing, tokenization initiatives, and blockchain activities. The team partners across Distribution, Investment Management, Product, Risk, Legal, Operations, and Technology. Together, they establish effective controls and provide practical guidance. You will join a collaborative, global environment that supports responsible growth, client success, and deeper digital asset expertise.

How You Will Add Value

Core Responsibilities

• You will advise business partners on digital asset regulations, risks, and mitigation strategies.
• You will review digital asset marketing, communications, and social media for compliance.
• You will serve as a Registered Principal when required.
• You will strengthen policies, governance frameworks, controls, and supporting documentation.

Strategic Responsibilities

• You will monitor regulatory developments and translate changes into actionable guidance.
• You will prepare compliance memoranda and deliver training on regulatory expectations.

Team & Collaboration

• You will conduct testing, support remediation, and assist with examinations and investigations.

What Will Help You Be Successful In This Role

Experience, Education & Certifications

• Five or more years in senior compliance, legal, regulatory, or risk roles.
• Financial services, asset management, broker-dealer, fintech, or capital markets experience.
• Direct experience with digital assets, cryptocurrency, tokenization, blockchain, or related investments.
• Experience advising stakeholders on new products, services, processes, or strategic initiatives.
• Series 7 and Series 24 registrations preferred, or willingness to obtain them.

Technical Skills

• Strong knowledge of digital asset and emerging financial technology regulations.
• Experience developing compliance policies, controls, monitoring, training, or governance materials.
• Ability to interpret regulatory developments and provide practical compliance guidance.

Soft Skills

• Strong written, verbal, analytical, and problem-solving capabilities.
• Sound judgment, meticulous attention to detail, and cross-functional influence.
• Ability to succeed in a demanding, fast-paced, and multidimensional environment.

Work Schedule & Location

• This full-time hybrid role is based in our New York, NY office, with an expectation of three days onsite per week.

Compensation

Franklin Templeton offers employees a competitive and valuable range of total rewards—monetary and non-monetary—designed to support their well-being and recognize their time, talents, and results. Along with base compensation, employees are eligible for an annual discretionary bonus, a 401(k) plan with a generous match, and recognition rewards. We also offer a comprehensive benefits package, which includes a range of competitive healthcare options, insurance, and disability benefits, employee stock investment program, learning resources, career development programs, reimbursement for certain education expenses, paid time off (vacation / holidays / sick / leave / parental & caregiving leave / bereavement / volunteering / floating holidays) and a motivational wellbeing program. We expect the annual salary for this position to range between $180,000 - $210,000, depending on location and level of relevant experience, plus a discretionary bonus.

#MID_SENIOR_LEVEL

At Franklin Templeton, we believe your benefits should support your life, your goals, and your future. That’s why we offer a comprehensive Total Rewards package designed to help you thrive both personally and professionally.

Highlights Of Our Benefits Include

• Paid Time Off: Three weeks of PTO in your first year
• Health Coverage: Competitive medical, dental, and vision insurance to support your well-being
• Retirement Savings: 401(k) plan with an 85% company match on pre-tax and/or Roth contributions, up to IRS limits
• Equity & Investing: Employee Stock Investment Plan (ESIP) with discounted share purchase opportunities
• Learning Education Assistance Program (LEAP): To support your ongoing growth and career advancement
• Employee Investment Benefits: Opportunity to purchase company funds with no sales charge

Franklin Templeton is an Equal Opportunity Employer. We are committed to providing equal employment opportunities to all applicants and employees, and we evaluate qualified applicants without regard to ancestry, age, color, disability, genetic information, gender, gender identity, or gender expression, marital status, medical condition, military or veteran status, national origin, race, religion, sex, sexual orientation, and any other basis protected by federal, state, or local law, ordinance, or regulation.

Artificial intelligence or automated tools may be used to assist in the screening, assessment, or selection of applicants for this position.