Impactful Regulatory Compliance QA Analyst

U.S. Bank; Minneapolis (MN); On-site; USD 105,400 - 124,000; Full time

Benefits offered by this job

Healthcare (medical, dental, vision)

401(k) and employer-funded retirement plan

Paid vacation

Short-term and long-term disability

Job summary

A major financial institution in Minneapolis is seeking a CQA Analyst to conduct regulatory compliance reviews in investment and brokerage services. The ideal candidate will possess excellent organizational and communication skills, along with more than 5 years of relevant experience and a bachelor's degree. This role offers competitive compensation and requires in-office work three or more days a week.

Qualifications

• 5+ years of applicable experience.
• Strong knowledge of laws and regulations associated with business line activities.

Responsibilities

• Conduct compliance reviews of brokerage and investment advisory activities.
• Develop comprehensive testing plans and communicate findings.

Skills

Excellent organization skills

Strong oral and written interpersonal communication skills

Meticulous eye for detail

Proficient in Microsoft Office

Education

Bachelor's degree or equivalent work experience

Job description

A major financial institution in Minneapolis is seeking a CQA Analyst to conduct regulatory compliance reviews in investment and brokerage services. The ideal candidate will possess excellent organizational and communication skills, along with more than 5 years of relevant experience and a bachelor's degree. This role offers competitive compensation and requires in-office work three or more days a week.