Regulatory Compliance Lead - Testing & Risk Mitigation

Purpose Financial; Greenville (SC); On-site; USD 70,000 - 90,000; Full time

Benefits offered by this job

Competitive salary range

Benefits package

Work-life balance with business casual attire

Growth opportunities

Job summary

A leading financial services company in Greenville, SC seeks a Senior Compliance Analyst to evaluate regulations, develop testing programs, and manage compliance projects. Ideal candidates will have 3-5 years of relevant experience, a Bachelor's degree, and a strong understanding of financial regulations. This full-time position offers opportunities to impact customers' financial stability within a collaborative culture.

Qualifications

• 3-5 years of previous audit experience in financial, retail, or banking.
• 3-5 years of financial compliance testing or regulatory compliance experience.
• Adaptability to changing environments in a fast-paced setting.

Responsibilities

• Evaluate state and federal laws and regulations.
• Develop comprehensive testing programs.
• Lead compliance projects and provide feedback.
• Document findings and prepare clear reports.
• Collaborate with management on risk mitigation.
• Build relationships with stakeholders.
• Contribute to the improvement of the Compliance Testing Program.
• Manage multiple projects while meeting deadlines.

Skills

Detail-oriented approach

Excellent written and verbal communication

Strong understanding of financial regulations

Proficiency in Microsoft Word

Proficiency in Microsoft Excel

Ability to identify and communicate areas of risk

Education

Bachelor's Degree or equivalent experience

Job description

A leading financial services company in Greenville, SC seeks a Senior Compliance Analyst to evaluate regulations, develop testing programs, and manage compliance projects. Ideal candidates will have 3-5 years of relevant experience, a Bachelor's degree, and a strong understanding of financial regulations. This full-time position offers opportunities to impact customers' financial stability within a collaborative culture.