Regulatory Compliance QA Analyst: Testing & Controls

U.S. Bank; St. Louis (MO); On-site; USD 105,400 - 124,000; Full time

Benefits offered by this job

Healthcare (medical, dental, vision)

401(k) and employer-funded retirement plan

Paid vacation

Sick and Safe Leave accrual

Job summary

A leading financial services provider is seeking a CQA Analyst for Regulatory Compliance Testing in St. Louis. The candidate will conduct compliance reviews and develop testing materials related to brokerage and investment services. Ideal applicants possess strong organizational and communication skills, a Bachelor's degree, and a deep understanding of relevant regulations. This role offers a competitive salary and the opportunity to work primarily on-site, ensuring compliance and identifying areas for improvement.

Qualifications

• Bachelors degree or equivalent work experience.
• More than six years of applicable experience is preferred.

Responsibilities

• Conduct compliance reviews of various financial services activities.
• Develop comprehensive testing plans and execute testing.
• Provide detailed written reports summarizing findings.

Skills

Excellent organization skills

Strong knowledge of relevant laws and regulations

Strong oral and written communication skills

Proficient in Microsoft Office

Education

Bachelor's degree or equivalent work experience

Job description

A leading financial services provider is seeking a CQA Analyst for Regulatory Compliance Testing in St. Louis. The candidate will conduct compliance reviews and develop testing materials related to brokerage and investment services. Ideal applicants possess strong organizational and communication skills, a Bachelor's degree, and a deep understanding of relevant regulations. This role offers a competitive salary and the opportunity to work primarily on-site, ensuring compliance and identifying areas for improvement.