Compliance Testing Analyst

Veritas Partners; Washington, Baltimore (District of Columbia, MD); Hybrid; USD 90,000 - 130,000; Full time

Job summary

Veritas Partners is seeking a Sr. Compliance Testing Analyst to execute our compliance monitoring and testing program in the Washington DC area.

The role will sit in their offices near DC 4 days per week (until 90-120 days) and then 2-3 days in office after, reflecting a hybrid schedule. The incumbent will develop testing scripts across consumer deposit, lending, digital, and marketing activities, define sampling approaches, evaluate results, and track remediation to closure.

Qualifications

• Solid knowledge of lending adjacent regs: ECOA/Reg B, HMDA/Reg C, TILA/Reg Z, RESPA/TRID, FCRA, GLBA/Reg P, Reg E, SCRA, MLA, flood, and UDAAP.
• NCUA experience is preferred
• Banking compliance experience is a must
• Bachelor's degree in business, accounting, finance, or a related field.
• Demonstrated experience designing test scopes, defining sampling approaches, and developing test attributes, not solely executing scripts prepared by others.

Responsibilities

• Sr. Compliance Testing Analyst executes the compliance monitoring and testing program.
• The incumbent develops testing scripts, defines sampling approaches and test attributes, executes testing across consumer deposit, lending, digital, and marketing activities, and determines whether identified exceptions represent isolated errors or systemic control weaknesses.
• The incumbent evaluates results, prepares workpapers and findings, and tracks remediation to closure.
• Develops monitoring and testing scripts for assigned regulatory areas, confirming that testing methodology, sampling approach, and documentation standards are sound and consistently applied. Submits scripts to the AVP for review and approval prior to execution.
• Incorporates the results of first-line quality assurance and quality control functions into second-line monitoring coverage where available, and identifies gaps between first-line and second-line coverage

Skills

Regulatory knowledge

Testing scripts

Sampling methods

Banking compliance

QA processes

Education

Bachelor's degree in business, accounting, finance, or a related field

Job description

This position is dedicated to compliance monitoring and testing

This role will sit in their offices near DC 4 days per week (until 90-120 days) and then will be 2-3 days in office after.

Qualifications:

• Solid knowledge of lending adjacent regs: ECOA/Reg B, HMDA/Reg C, TILA/Reg Z, RESPA/TRID, FCRA, GLBA/Reg P, Reg E, SCRA, MLA, flood, and UDAAP.
• NCUA experience is preferred
• Banking compliance experience is a must
• Bachelor's degree in business, accounting, finance, or a related field.
• Demonstrated experience designing test scopes, defining sampling approaches, and developing test attributes, not solely executing scripts prepared by others.

Responsibilities include:

• Sr. Compliance Testing Analyst executes the compliance monitoring and testing program.
• The incumbent develops testing scripts, defines sampling approaches and test attributes, executes testing across consumer deposit, lending, digital, and marketing activities, and determines whether identified exceptions represent isolated errors or systemic control weaknesses.
• The incumbent evaluates results, prepares workpapers and findings, and tracks remediation to closure.
• Develops monitoring and testing scripts for assigned regulatory areas, confirming that testing methodology, sampling approach, and documentation standards are sound and consistently applied. Submits scripts to the AVP for review and approval prior to execution.
• Incorporates the results of first-line quality assurance and quality control functions into second-line monitoring coverage where available, and identifies gaps between first-line and second-line coverage