Senior Control Room Compliance Associate

JPMorganChase; San Francisco (CA); On-site; USD 120,000 - 170,000; Full time

Job summary

JPMorgan Chase in San Francisco seeks a Control Room Senior Associate to support the Compliance, Conduct and Operational Risk function. You will monitor information flows, advise on restrictions, and partner with front-office and control functions to maintain watch and restricted lists.

The role requires 2+ years in a control room or related field, strong analytical skills, and the ability to work under pressure in a global, fast-moving environment.

Qualifications

• 2+ years of Control Room or related experience.
• Thrives in a fast-paced, high-pressure, team-oriented environment.
• Strong analytical and problem-solving skills, including gathering, synthesizing, and assessing information.
• Ability to build credibility and partner effectively with senior leaders, control functions, and global stakeholders.
• Flexible and collaborative working style across all levels.
• Detail-oriented with strong multitasking, organization, and prioritization skills.
• Excellent written and verbal communication skills.
• Bachelor's degree required

Responsibilities

• Partner with Banking, Sales & Trading, and Asset Management to maintain the Firm's Watch and Restricted lists.
• Review Research publications for compliance with legal and regulatory requirements.
• Chaperone covered communications between Equity Research and Global Banking to support Research independence and adherence to internal policies.
• Advise front-office teams on permissible interactions with research analysts, including pre-clearing and chaperoning communications as needed.
• Provide guidance on the Firm's restricted list policy, research restrictions during advisory mandates, and other Control Room policies.
• Deliver training to business areas on Control Room policies and procedures.

Skills

Control Room

Analytical skills

Stakeholder mgmt

Regulatory knowledge

Communication

Education

Bachelor's degree

Job description

JPMorgan Chase in San Francisco seeks a Control Room Senior Associate to support the Compliance, Conduct and Operational Risk function. You will monitor information flows, advise on restrictions, and partner with front-office and control functions to maintain watch and restricted lists.

The role requires 2+ years in a control room or related field, strong analytical skills, and the ability to work under pressure in a global, fast-moving environment.