Control Room Compliance Senior Associate

Fairygodboss; San Francisco (CA); On-site; USD 120,000 - 170,000; Full time

Job summary

JPMorgan Chase in San Francisco is seeking a Control Room Senior Associate within the Compliance, Conduct and Operational Risk organization. You will monitor information barriers, advise on policy applicability, and support global teams to ensure compliant information flows across private- and public-side businesses.

Key duties include partnering with front-office and risk functions, reviewing publications for regulatory compliance, and delivering training on Control Room policies.

Qualifications

• 2+ years of Control Room or related experience.
• Thrives in a fast-paced, high-pressure, team-oriented environment.
• Strong analytical and problem-solving skills, including gathering, synthesizing, and assessing information.
• Ability to build credibility and partner effectively with senior leaders, control functions, and global stakeholders.
• Flexible and collaborative working style across all levels.
• Detail-oriented with strong multitasking, organization, and prioritization skills.
• Excellent written and verbal communication skills.
• Bachelor's degree required.

Responsibilities

• Partner with Banking, Sales & Trading, and Asset Management to maintain the Firm's Watch and Restricted lists.
• Review Research publications for compliance with legal and regulatory requirements.
• Chaperone covered communications between Equity Research and Global Banking to support Research independence and adherence to internal policies.
• Advise front-office teams on permissible interactions with research analysts, including pre-clearing and chaperoning communications as needed.
• Provide guidance on the Firm's restricted list policy, research restrictions during advisory mandates, and other Control Room policies.
• Deliver training to business areas on Control Room policies and procedures.

Skills

Control Room experience

Analytical skills

Communication

Stakeholder collaboration

Teamwork

Detail-oriented

Multitasking

Verbal communication

Education

Bachelor's degree

MBA

Job description

JPMorgan Chase in San Francisco is seeking a Control Room Senior Associate within the Compliance, Conduct and Operational Risk organization. You will monitor information barriers, advise on policy applicability, and support global teams to ensure compliant information flows across private- and public-side businesses.

Key duties include partnering with front-office and risk functions, reviewing publications for regulatory compliance, and delivering training on Control Room policies.