Senior Compliance Testing Officer - Regulatory Risk & Controls

BOK Financial; Tulsa (OK); Vor Ort; USD 90.000 - 120.000; Vollzeit

Benefits dieser Stelle

Discretionary bonus

Zusammenfassung

BOK Financial is seeking a Compliance Testing Officer in Tulsa, OK. The role focuses on evaluating retail banking and BSA regulatory compliance through risk-based testing and critical thinking, influencing how controls are designed and implemented across the organization.

Applicants should have a Bachelor’s degree in Business or Finance, 5–7 years in regulatory compliance, and professional certifications. This is a high-visibility, independent role with regular interaction with executive

Qualifikationen

• Bachelor's degree in Business or Finance or related field.
• 5–7 years in regulatory compliance experience.
• 3+ years in a compliance role.
• Professional certifications (CRCM, CAMS, CFIRS, CIA, IAACP or equivalent) or securities license.
• Strong Excel and Word skills.
• Ability to evaluate compliance with regulations.
• Excellent communication and documentation skills.
• Experience with risk-based testing.

Aufgaben

• Design and execute risk-based compliance tests across retail banking, BSA, and wealth regulations.
• Research regulatory requirements to determine compliance.
• Document testing, findings and memos with accuracy and detail.
• Partner with business lines to communicate findings and develop controls.
• Present to senior and executive management, clearly explaining risk and conclusions.
• Manage competing priorities and deadlines across overlapping tests.

Kenntnisse

Regulatory knowledge

Analytical ability

Oral & written comms

Attention to detail

Critical thinking

Accountability

Time management

Regulatory research

Ausbildung

Bachelor's degree in Business, Finance or related field

Tools

Excel

Word

Jobbeschreibung

BOK Financial is seeking a Compliance Testing Officer in Tulsa, OK. The role focuses on evaluating retail banking and BSA regulatory compliance through risk-based testing and critical thinking, influencing how controls are designed and implemented across the organization.

Applicants should have a Bachelor’s degree in Business or Finance, 5–7 years in regulatory compliance, and professional certifications. This is a high-visibility, independent role with regular interaction with executive