Corporate Compliance Officer II

BOK Financial Corporation; Tulsa (OK); On-site; USD 90,000 - 150,000; Full time

Job summary

BOK Financial Corporation is seeking a Compliance Testing Officer II in Tulsa to evaluate how our retail banking and BSA regulations are met. You will design and execute risk-based tests, research applicable requirements, and document findings for management review.

This self-driven role emphasizes critical thinking, problem solving, and independent work, with collaboration across teams to strengthen controls and manage risk.

Qualifications

• Bachelor's degree in Business, Finance or related field.
• 5-7 years’ regulatory compliance experience with at least 3 years in a compliance role.
• Completion or working towards professional certification (CRCM, CAMS, CFIRS, CIA, IAACP or equivalent) or securities license.

Responsibilities

• Design and execute risk-based testing across retail banking, BSA, and wealth regulations.
• Research regulatory requirements to determine compliance.
• Document testing, findings, and memos with the accuracy and detail required.
• Present findings to senior and executive management.
• Partner with business lines to develop and confirm effective controls.
• Manage competing priorities and deadlines across overlapping tests and validations.

Skills

Regulatory compliance

Analytical ability

Oral and written communication

Problem solving

Education

Bachelor's degree in Business or Finance

CRCM

CAMS

CFIRS

CIA

IAACP

Securities license

Tools

Excel

Word

Job description

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Corporate Compliance Officer II

Location: Tulsa -TUL

Areas of Interest: Risk Management, Compliance; Risk Management

Pay Transparency Salary Range: Not Available

Application Deadline: 11/30/2026

BOK Financial Corporation Group includes BOKF, NA; BOK Financial Securities, Inc. and BOK Financial Private Wealth, Inc. BOKF, NA operates TransFund and Cavanal Hill Investment Management, Inc. BOKF, NA operates banking divisions: Bank of Albuquerque; Bank of Oklahoma; Bank of Texas and BOK Financial®.

Bonus Type

Discretionary

Summary

Make an impact where compliance, critical thinking, and problem solving come together. As a Compliance Testing Officer, you'll evaluate how well our business lines are meeting retail banking and BSA regulatory requirements, using a risk-based approach to design and execute testing that helps strengthen controls across the organization. A significant part of this role is research and critical thinking, as there isn't a process for every scenario and each test can look a little different from the last. This is a self-driven position for someone who enjoys digging into regulations, working through problems that don't come with a clear answer, and being viewed as a trusted advisor by the teams they support. If you like variety, independence, and work that genuinely influences how the business manages risk, this is a great fit.

Job Description

The Compliance Testing Officer executes risk-based testing across retail banking and BSA regulations and may assist with testing across our wealth divisions. You'll scope and design your tests, perform the testing, document your results, and communicate findings to management and the line of business, tracking any issues through to resolution. Because there isn't a precedent for every situation, you'll spend meaningful time researching regulatory requirements, forming a point of view, and helping business partners develop and validate effective controls. This role interacts regularly with senior and executive management, so the ability to clearly explain your thought process and the risk behind your conclusions is essential. Success requires strong critical thinking, sound judgment, and the ability to pivot and adjust when each test looks a little different.

Team Culture

This is a collaborative, communication-driven team that plans together, shares feedback openly, and works through challenges as a group. Weekly check-ins and informal roundtables give everyone a place to bring questions, talk through findings, and learn from one another, whether it's a regulatory question, a testing approach, or how to present to a business line. The work is structured, detailed, and documentation-heavy, so it suits someone who is naturally research-oriented and takes pride in getting things right. At the same time, it's a role with a lot of independence, so the right person is comfortable figuring things out when there isn't a sample to review or a process already built. People here are willing to both give and receive feedback, and they support one another through it.

How You'll Spend Your Time

• Design and execute risk-based compliance tests across retail banking, BSA, and wealth regulations, adjusting your approach as each test requires.
• Research regulatory requirements to determine compliance, including scenarios where there is no established process to follow.
• Document testing, findings, and memos with the accuracy and detail the review process requires before results are shared with the line of business.
• Partner with business lines to communicate findings, help develop controls, and confirm those controls are effective.
• Present to senior and executive management, clearly explaining your thought process and the risk behind your conclusions.
• Manage competing priorities and deadlines across overlapping tests, issue validations, and other testing activities.

Education & Experience Requirements

The required level of knowledge is typically acquired through completion of a Bachelor’s degree in Business, Finance or related field and 5 - 7 years’ regulatory compliance experience with at least 3 years in a compliance role or equivalent combination of education and experience. Completed or working towards completion of a professional certification (CRCM, CAMS, CFIRS, CIA, IAACP or equivalent) or applicable securities license.

• Well-developed knowledge of Compliance regulations for financial institutions.
• Broad knowledge and understanding of the impact of regulatory compliance to banking operations, lending and deposit banking activities, and wealth management, as applicable.
• General understanding of applicable state and federal regulations.
• Comprehensive knowledge and understanding of the impact of compliance requirements affecting banking operations, lending and deposit banking activities, and wealth management.
• General knowledge of federally recognized examination procedures and strong ability to evaluate compliance with applicable laws and regulations.
• Excellent analytical ability and organization skills (collecting and evaluation of financial and other data to determine trends, core problems/solutions and overall compliance with accepted financial/accounting practices).
• Well-developed oral and written communication skills to effectively represent self and BOKF, as well as ability to present complex information and issues in a clear and concise manner.
• Advanced Excel and Word experience.
• Strong sense of accountability, taking ownership over projects and responsibilities, and resolving issues proactively.
• Ability to effectively plan time, method, manner and sequence of own work assignments.

Working Conditions & Physical Requirements

Office - Occasional Travel

BOK Financial Corporation Group is a stable and financially strong organization that provides excellent training and development to support building the long term careers of employees.With passion, skill and partnership you can make an impact on the success of the bank, customers and your own career!

The companies in BOK Financial Corporation Group are equal opportunity employers. We are committed to providing equal employment opportunities for training, compensation, transfer, promotion and other aspects of employment for all qualified applicants and employees without regard to sex, race, color, religion, national origin, age, disability, pregnancy status, sexual orientation, genetic information or veteran status.

Investing in our talent and building a great workplace is a top priority for us.

For more than a century, BOK Financial Corporation has helped fuel the success of clients and communities. Since our humble beginnings in Tulsa, Oklahoma, we’ve grown into a diversified financial services company that serves consumers, small businesses and international corporations—and everything in between.

Facts:

• Operations focused in an eight-state footprint
• 5,000 team members
• $53.2 billion in assets*
• $129.3 billion in assets under management and administration*
• $9.3 million donated to local nonprofits in 2025
• 56,000 volunteer hours by our employees in 2025

Nearest Major Market: Tulsa
Nearest Secondary Market: Oklahoma
Job Segment: Risk Management, Bank, Banking, Finance