Senior Compliance Specialist - 401(k) Filings Expert

NBT Bank; Maine; Vor Ort; USD 71.000 - 95.000; Vollzeit

Benefits dieser Stelle

Generous paid time off

Parental leave

Medical coverage

Dental & Vision

401(k) with employer match

Employee wellness & benefits

Zusammenfassung

NBT Bank is seeking a Compliance Specialist III to lead complex compliance filings and government reports. You will mentor teammates, ensure accuracy, and review filings within established procedures.

The role requires an Associates degree with 5+ years of related experience and a QKA designation. The position emphasizes meticulous testing, year-end processes, and regulatory compliance across multiple plan types, with opportunities for professional growth and contribution to a stable,

Qualifikationen

• Associates degree with 5+ years of related experience.
• QKA designation required.
• Able to read and interpret retirement and government documents.
• Strong numerical and analytical skills.

Aufgaben

• Prepare compliance tests and year-end packages including eligibility and contributions calculations.
• Prepare, review, and publish Form 5500, Form 5330, Form 8955-SSA and schedules.
• Maintain knowledge of complex retirement plans and related regulations.
• Research and resolve testing and 5500 issues; mentor team members.
• Prepare asset reconciliations and balance forward allocations.
• Assist with plan documents and QDRO-related tasks.
• Perform other duties as assigned.

Kenntnisse

Read gov docs

Report writing

Advanced math

MS Excel

Independent worker

Team collaboration

Ausbildung

Associates degree with 5+ years experience

QKA designation

Tools

ADP/ACP testing

Form 5500 preparation

Jobbeschreibung

NBT Bank is seeking a Compliance Specialist III to lead complex compliance filings and government reports. You will mentor teammates, ensure accuracy, and review filings within established procedures.

The role requires an Associates degree with 5+ years of related experience and a QKA designation. The position emphasizes meticulous testing, year-end processes, and regulatory compliance across multiple plan types, with opportunities for professional growth and contribution to a stable,