Senior Compliance & Risk Assurance Lead

Bank of Montreal; Chicago (IL); In loco; USD 81.000 - 152.000; Tempo pieno

Vantaggi offerti da questo lavoro

Health insurance

Tuition reimbursement

Accident and life insurance

Retirement savings plans

Descrizione del lavoro

Bank of Montreal is seeking a Compliance & Risk Analyst to assist in implementing and maintaining regulatory programs across the organization. You will independently perform risk assessments, develop test procedures, and report findings to Compliance and business leaders.

You will advise on regulatory developments, support remediation plans, and build relationships with stakeholders and regulators while exercising professional judgment to address issues in a complex, dynamic environment.

Competenze

• Minimum 6 years of relevant experience and a related degree.
• CIA certification or equivalent preferred.
• Strong process analysis, risk and control identification, and testing capabilities.
• Strong knowledge of second line and/or business operations & procedures.
• Proficient in project management skills.
• Verbal & written communication skills – In-depth.
• Collaboration & relationship management skills – In-depth.
• Analytical and problem-solving skills – In-depth.
• Negotiation skills and ability to influence – In-depth.

Mansioni

• Independently develops and executes comprehensive test plans and procedures for outcome and oversight testing and may lead and review other testers in the execution of test plans.
• Clearly documents evidence of testing activities to facilitate ease of reperformance and adherence to internal documentation policies and requirements.
• Provides advice and guidance to assigned business/group on business process design and supports risk management activities based on an understanding of business operations and stakeholder needs.
• Performs and/or effectively challenges monitoring and testing activities to ensure regulatory compliance controls are operating and aligned to regulatory requirements.
• Applies professional skepticism in the execution of the assigned work and ensures open lines of communication.
• Builds effective professional relationships with business group, internal/external stakeholders and trust with regulators.
• Analyzes and reports compliance information and testing outcomes to Compliance and business/group management, including recommending changes to applicable business processes, policies, and procedures.
• Develops and maintains positive working relationships with team members and management and builds effective professional relationships with business group leadership and other internal/external stakeholders.
• Supports root cause analysis in response to material control failures in business/group.
• Identifies, assesses, effectively challenges and oversees the satisfactory resolution of issues, including ensuring adequate management remediation plans and validation.
• Elevates high profile issues/risk cases to Compliance and business/group management for prompt resolution.
• Advises first line of defense management and employees on compliance matters.
• Exercises sound professional judgment to identify, diagnose, and solve problems within given rules or tasks.
• Understand and interpret regulatory requirements and internal policies.
• Works independently on a range of tasks including department or program initiatives.

Conoscenze

Risk assessment

Test planning

Regulatory knowledge

Stakeholder communication

Professional skepticism

Formazione

CIA certification

Degree in related field

Descrizione del lavoro

Bank of Montreal is seeking a Compliance & Risk Analyst to assist in implementing and maintaining regulatory programs across the organization. You will independently perform risk assessments, develop test procedures, and report findings to Compliance and business leaders.

You will advise on regulatory developments, support remediation plans, and build relationships with stakeholders and regulators while exercising professional judgment to address issues in a complex, dynamic environment.