AML & BSA Compliance Analyst — Transaction Monitoring

Bnc; New York (NY); Hybride; USD 80 000 - 90 000; Plein temps

Avantages offerts par ce poste

401(k) retirement plan with employer-m

Flexible spending accounts for health

Employee and Family Assistance Program

Flexible PTO and company paid holidays

Wellness fund

Short and Long Term Disability

Life Insurance

Résumé du poste

National Bank of Canada - NY Branch (NBOC) is seeking a knowledgeable compliance professional to join the team led by the Chief Compliance Officer. The role focuses on transaction monitoring, SAR filing, OFAC/sanctions, and KYC reviews in a hybrid NY environment.

You will support data gathering for AML risk assessments, maintain client data in the monitoring system, and assist with audits and regulatory examinations. Strong organizational and analytical skills are essential.

Qualifications

• Requires Bachelor’s Degree or 3+ years in the financial industry with at least 2 years in compliance.
• Experience with transaction monitoring, SAR filing and FinCEN 314(a), CDD rules.
• Strong organizational and interpersonal skills, adaptable to deadlines and regulatory requirements.
• Ability to write clear, concise reports and documentation.
• Proficient with Microsoft Office (Word and Excel).

Responsabilités

• Clear alerts related to transaction monitoring and suspicious activity reporting.
• Conduct investigations for potentially suspicious transactions and file SARs when applicable.
• Assist with 314(a) search lists and OFAC/sanctions hits.
• Perform annual KYC reviews and support new account openings as needed.
• Support data gathering for AML and OFAC risk assessments.
• Update client information in the FIS/AML monitoring system.
• Assist with internal audits, regulatory exams, and related documentation.
• Maintain metrics on OFAC scrubs, payment hits, 314a requests, and monitoring.
• Participate in various compliance projects throughout the year.

Connaissances

Transaction monitoring

SAR filing

FinCEN 314(a)

CDD rules

Analytical skills

Organizational skills

Interpersonal skills

Formation

Bachelor's Degree or 3 years in financial industry

Outils

FIS/AML

World Check

FIRCO

Description du poste

National Bank of Canada - NY Branch (NBOC) is seeking a knowledgeable compliance professional to join the team led by the Chief Compliance Officer. The role focuses on transaction monitoring, SAR filing, OFAC/sanctions, and KYC reviews in a hybrid NY environment.

You will support data gathering for AML risk assessments, maintain client data in the monitoring system, and assist with audits and regulatory examinations. Strong organizational and analytical skills are essential.