Senior Compliance Operations & GRC Lead

Wealth Enhancement; Stati Uniti; Remoto; USD 120.000 - 170.000; Tempo pieno

Descrizione del lavoro

Wealth Enhancement is seeking a Compliance Operations Leader to oversee programs, projects, and ongoing obligations across the firm. You will manage teams, set priorities, coach staff, and drive project plans for complex regulatory initiatives with multiple stakeholders.

Key tasks include advancing the firm's GRC and workflow capabilities, translating requirements into structured processes with clear ownership and deadlines, and leveraging technology to improve compliance reporting and

Competenze

• Experience leading compliance programs and projects.
• Ability to translate requirements into structured workflows.
• Strong documentation and process improvement skills.

Mansioni

• Lead and coordinate Compliance Operations programs, projects, and recurring obligations.
• Manage assigned personnel including setting priorities and coaching.
• Develop and maintain project plans for complex initiatives with multiple stakeholders.
• Support development and adoption of GRC and workflow capabilities.
• Translate compliance requirements into structured workflows with defined ownership and deadlines.
• Leverage technology to improve compliance management and reporting.
• Coordinate with subject-matter experts to develop and maintain policies.
• Promote documentation consistency and identify gaps between procedures and practices.
• Provide operational and project-management support for regulatory examinations and compliance testing.
• Drive service improvement through AI and digital tools.

Conoscenze

GRC knowledge

Project management

Stakeholder coordination

Formazione

Bachelor's degree in a related field

Descrizione del lavoro

Wealth Enhancement is seeking a Compliance Operations Leader to oversee programs, projects, and ongoing obligations across the firm. You will manage teams, set priorities, coach staff, and drive project plans for complex regulatory initiatives with multiple stakeholders.

Key tasks include advancing the firm's GRC and workflow capabilities, translating requirements into structured processes with clear ownership and deadlines, and leveraging technology to improve compliance reporting and