Remote Senior Compliance Operations Leader

Wealth Enhancement Group, LLC; United States; Remote; USD 130,000 - 150,000; Full time

Benefits offered by this job

Health insurance

401(k) with match

Paid time off

Job summary

Wealth Enhancement Group, LLC is seeking a Compliance Operations Sr. Manager to lead and optimize the firm's compliance programs. The role focuses on structure, ownership, processes, and reporting to improve workflow and governance through GRC tools.

The position is remote in the United States with a base salary range of $130,000 to $150,000, exclusive of bonuses. Strong project management and cross-functional coordination are essential to success.

Qualifications

• Bachelor's degree required.
• Series 7, 24, and 65, or ability to obtain within 12 months of hire.
• 7+ years of experience in compliance or regulatory operations in financial services.

Responsibilities

• Lead Compliance Operations programs and projects with clear ownership and deadlines.
• Manage personnel, coach, and develop team members.
• Develop plans and tracking for complex initiatives with multiple stakeholders.

Skills

Project management

Cross-functional leadership

Stakeholder management

Governance & compliance

Communication

Education

Bachelor's degree

Financial services compliance training

Tools

LogicGate Risk Cloud

MyComplianceOffice

GRC workflows

Job description

Wealth Enhancement Group, LLC is seeking a Compliance Operations Sr. Manager to lead and optimize the firm's compliance programs. The role focuses on structure, ownership, processes, and reporting to improve workflow and governance through GRC tools.

The position is remote in the United States with a base salary range of $130,000 to $150,000, exclusive of bonuses. Strong project management and cross-functional coordination are essential to success.