Senior Compliance Leader – Annuities (Hybrid/Remote)

Revol One Financial; Urbandale (IA); Híbrido; USD 120 000 - 180 000; Tempo integral

Resumo da oferta

Revol One Financial is seeking a Compliance Director to safeguard annuity product line compliance across the organization. The role involves strategic oversight, risk assessment, and collaboration with leadership, operations, and distribution partners to mitigate regulatory risk and drive a strong culture of compliance.

The ideal candidate brings regulatory expertise, sound judgment, excellent communication, and the ability to manage multiple projects in a fast-paced environment.

Qualificações

• Bachelor’s degree or equivalent combination of education and relevant work experience.
• Minimum of 3 years of annuity compliance experience or related regulatory/compliance experience within the insurance or financial services industry.
• Strong knowledge of annuity business operations and the laws and regulations governing annuity products.
• Experience researching and interpreting insurance regulations and regulatory guidance.
• Experience participating in regulatory examinations, audits, and compliance reviews.
• Experience reviewing and drafting compliance-related policies and procedures.
• Experience developing, implementing, and integrating compliance controls within business and operational processes.

Responsabilidades

• Support a broad range of compliance functions as business priorities and regulatory requirements evolve.
• Become a trusted and respected partner with internal departments to provide guidance on compliance-related procedures, standards, processes, and requirements.
• Identify compliance risks and develop practical solutions to mitigate regulatory and litigation exposure.
• Recommend enhancements to internal controls, policies, and procedures to strengthen the company’s compliance framework.
• Assist in developing and implementing strategies to address regulatory and compliance changes affecting the organization.
• Draft, review, and maintain compliance-related policies and procedures.
• Monitor ongoing compliance activities and help resolve identified issues or gaps.
• Research, interpret, and apply laws, regulations, bulletins, and other requirements impacting annuity products and business operations.
• Maintain effective working relationships with regulators and auditors.
• Support regulatory examinations, audits, and compliance reviews, including coordinating responses and documentation.
• Participate in the analysis of new and emerging state and federal regulatory developments.
• Manage complex compliance projects and initiatives with minimal supervision.
• Occaisonal travel may be required.

Conhecimentos

Regulatory knowledge

Risk assessment

Communication skills

Independent work

Attention to detail

Analytical skills

Relationship building

Formação académica

Bachelor’s degree or equivalent combination of education and relevant work experience

Descrição da oferta de emprego

Revol One Financial is seeking a Compliance Director to safeguard annuity product line compliance across the organization. The role involves strategic oversight, risk assessment, and collaboration with leadership, operations, and distribution partners to mitigate regulatory risk and drive a strong culture of compliance.

The ideal candidate brings regulatory expertise, sound judgment, excellent communication, and the ability to manage multiple projects in a fast-paced environment.