Tokenized Securities Compliance Lead

RWA Signal; San Jose (CA); On-site; USD 180,000 - 280,000; Full time

Benefits offered by this job

Competitive compensation package

Wellness and meal allowances

Job summary

OKX is seeking a Senior Compliance Manager to own the compliance program for the tokenized securities venue OKXICE TSV. You will monitor the exemption conditions, manage public and issuer notices, and oversee on‑chain onboarding for tokenized US‑listed stocks.

Work with Legal, Product, Web3 Risk Control and AML teams to build and run the program, including KYC/KYB, wallet surveillance, and SBT credentialing. You will report to leadership and the Board of Managers.

Qualifications

• 8+ years of compliance experience at broker‑dealers, exchanges, or ATS.
• Direct experience with SEC‑regulated activities and federal securities laws.
• Proven background managing compliance programs under exemptive relief or no‑action positions.
• Familiarity with blockchain trading, smart contracts, and on‑chain wallet screening.
• Strong drafting skills with ability to translate technical/legal detail into disclosures and procedures.

Responsibilities

• Own the compliance program for the venue’s SEC exemption, including tracking conditions, testing controls and preparing records for regulatory examination.
• Oversee public and issuer notices, including filings and effective dates; monitor TSV limits and market data against thresholds.
• Lead participant onboarding and ongoing wallet maintenance with KYC/KYB, daily sanctions screening, and on‑chain wallet rescreening; issue/revoke SBT credentials.
• Report to the OKXICE LLC Board of Managers and Americas Compliance leadership; manage the TSV Compliance Analyst.

Skills

Regulatory experience

SEC-regulated activity

Program management

Blockchain familiarity

Drafting & disclosures

Cross-functional collaboration

Education

JD or equivalent legal background

Job description

OKX is seeking a Senior Compliance Manager to own the compliance program for the tokenized securities venue OKXICE TSV. You will monitor the exemption conditions, manage public and issuer notices, and oversee on‑chain onboarding for tokenized US‑listed stocks.

Work with Legal, Product, Web3 Risk Control and AML teams to build and run the program, including KYC/KYB, wallet surveillance, and SBT credentialing. You will report to leadership and the Board of Managers.