Hybrid Senior Manager, Securities & Venues Compliance

670 TP ICAP Americas Holdings Inc.; New York (NY); Hybride; USD 156 000 - 190 000; Plein temps

Résumé du poste

TP ICAP Americas Holdings Inc. seeks aCompliance Advisory professional to support Securities & Venues teams with regulatory guidance and risk-based, pragmatic solutions.

You will collaborate with front office leaders and regional teams to shape policy, conduct reviews and respond to regulatory developments, while driving training and awareness across the firm. This role emphasizes global coordination, advisory excellence, and timely execution within a hybrid New York environment, contributing to

Qualifications

• Essential significant compliance advisory experience within wholesale financial markets, including credit and equity products.
• Strong understanding of interdealer brokerage, venue regulation and market infrastructure.
• Experience advising on new products, business initiatives and regulatory change.

Responsabilités

• Be part of Securities & Venues Advisory team delivering high-standard regulatory guidance.
• Engage with Business Heads to advise on strategy from regulatory and conduct perspectives.
• Act as primary contact for senior front office stakeholders on compliance matters.
• Design and deliver global training programmes to strengthen regulatory awareness.
• Review change management initiatives, including new products and jurisdictions.

Connaissances

Compliance advisory

Regulatory guidance

Stakeholder management

Training design

Regulatory change

Description du poste

TP ICAP Americas Holdings Inc. seeks aCompliance Advisory professional to support Securities & Venues teams with regulatory guidance and risk-based, pragmatic solutions.

You will collaborate with front office leaders and regional teams to shape policy, conduct reviews and respond to regulatory developments, while driving training and awareness across the firm. This role emphasizes global coordination, advisory excellence, and timely execution within a hybrid New York environment, contributing to