Senior Compliance & Contracts Counsel

BestEx Research

Stamford (CT)

On-site

USD 100,000 - 130,000

Full time

14 days+
Application generator

A complete application in a minute — tailored resume and cover letter, ready to send.

Get past ATS filters

Benefits offered by this job

Competitive base salary
Annual discretionary bonus
Eligibility for Equity Plan
Company health benefits
20 days annual vacation
24 annual work-from-home days
Free parking at office
Free adjacent exercise facility

Job summary

A financial technology firm in Stamford, CT, is seeking a qualified candidate for a full-time legal/compliance position. The role involves assisting with legal matters, ensuring compliance with regulations, and reviewing contracts. Candidates must hold a Doctor of Jurisprudence degree and have a minimum of five years of relevant experience, ideally within financial services or the algorithmic trading sector. Strong communication and analytical skills are essential for success. Competitive salary and benefits are offered.

Qualifications

  • Admitted to practice law in Connecticut or ability to quickly become licensed.
  • Minimum of five years of relevant experience in financial services.
  • Experience in electronic or algorithmic trading sector.

Responsibilities

  • Assist the General Counsel with legal and compliance matters.
  • Review, negotiate, and advise on various contracts.
  • Ensure compliance with all applicable laws and regulations.

Skills

Strong written and verbal communication skills
Attention to detail
Ability to manage multiple priorities
Organizational skills
Analytical mindset

Education

Doctor of Jurisprudence degree from a reputable law school
Undergraduate degree - B.A. or B.S.

Job description

A financial technology firm in Stamford, CT, is seeking a qualified candidate for a full-time legal/compliance position. The role involves assisting with legal matters, ensuring compliance with regulations, and reviewing contracts. Candidates must hold a Doctor of Jurisprudence degree and have a minimum of five years of relevant experience, ideally within financial services or the algorithmic trading sector. Strong communication and analytical skills are essential for success. Competitive salary and benefits are offered.
Get your free, confidential resume review.
or drag and drop your file here.
Similar jobs

Similar jobs worth comparing

FinTech Counsel — Contracts, Compliance & Regulatory Risk
FinTech Counsel — Contracts, Compliance & Regulatory Risk

JCW Group • Stamford (CT)

On-site
USD 140,000 - 220,000
Hybrid Data Governance & Compliance Counsel (Finance)
Hybrid Data Governance & Compliance Counsel (Finance)

Atlantic Group • Stamford (CT)

Hybrid
USD 190,000 - 200,000
Senior Compliance Counsel: Regulatory Risk & Training
Senior Compliance Counsel: Regulatory Risk & Training

Herman Law • United States

On-site
USD 150,000 - 200,000
Data Governance & Compliance Counsel
Data Governance & Compliance Counsel

Atlantic Group • Stamford (CT)

Hybrid
USD 190,000 - 200,000
Senior Legal Counsel, Securities & Global Compliance
Senior Legal Counsel, Securities & Global Compliance

ICONIQ • San Francisco (CA)

Hybrid
USD 180,000 - 210,000
Comprehensive medical, dental, and vision insurance
Life and disability insurance
Matching 401(k) program
+1
Senior Compliance Officer – Fintech Brokerage
Senior Compliance Officer – Fintech Brokerage

EdgeClear • Chicago (IL)

On-site
USD 120,000 - 180,000
Competitive compensation
Health benefits
401(k) with full company match
Chief Compliance Officer — Private Equity Strategy & Risk
Chief Compliance Officer — Private Equity Strategy & Risk

Cardea Group • Connecticut

On-site
USD 180,000 - 280,000
Medical insurance
Vision insurance
401(k)
+3
Regulatory & Compliance Attorney — Fintech Lending
Regulatory & Compliance Attorney — Fintech Lending

Supernova Technology™ • Chicago (IL)

On-site
USD 150,000 - 200,000
Medical, Dental, and Vision Insurance
HSA and FSA Accounts
Life and Disability Insurance
+4
Counsel, Corporate & FinTech Product Innovation
Counsel, Corporate & FinTech Product Innovation

FalconX • New York (NY)

On-site
USD 196,000 - 248,000
Performance-linked bonus
Equity
Competitive benefits package
Product Compliance Counsel — FinTech Lending (Hybrid)
Product Compliance Counsel — FinTech Lending (Hybrid)

Finastra • Atlanta (GA)

Hybrid
USD 90,000 - 120,000