Data Governance & Compliance Counsel

Atlantic Group; Stamford (CT); Hybrid; USD 190,000 - 200,000; Full time

Job summary

Atlantic Group is seeking a Data Governance & Compliance Counsel in Stamford, CT, to provide legal guidance on regulatory matters within a global investment management organization. The ideal candidate has 3-5 years of legal or compliance experience within financial services and strong analytical skills.

This role involves drafting compliance policies, monitoring regulatory developments, and collaborating across various teams to enhance governance and compliance processes. A Juris Doctor (J.D.) is required, and proficiency in Microsoft Office Suite is preferred.

Qualifications

• 3–5 years of legal or compliance experience within financial services.
• Prior law firm or regulatory experience preferred.
• Experience with financial services regulation, compliance programs, governance, risk management, and data governance.

Responsibilities

• Provide legal guidance on regulatory, compliance, and data governance matters.
• Draft, review, and maintain compliance policies and procedures.
• Monitor regulatory developments and advise stakeholders.
• Collaborate with legal, compliance, and business teams.
• Assist with compliance reviews and governance processes.
• Identify opportunities for enhancing compliance procedures.

Skills

Strong analytical skills

Communication skills

Organizational skills

Problem-solving skills

Proficiency with Microsoft Office Suite

Education

Juris Doctor (J.D.) degree

Job description

Job Overview – Data Governance & Compliance Counsel

Compensation: $190,000 – $200,000/year + bonus

Location: Stamford, CT

Schedule: Monday to Friday (Hybrid)

Atlantic Group is hiring a Data Governance & Compliance Counsel in Stamford, CT for our client, supporting legal, regulatory, and compliance initiatives within a global investment management organization. This role will provide legal guidance on regulatory matters, corporate policies, data governance, and emerging business initiatives while partnering closely with compliance, technology, operations, and business teams to strengthen governance and risk management processes. The ideal candidate will have experience advising financial services organizations on regulatory and compliance matters, strong analytical skills, and the ability to navigate evolving legal and business environments.

Responsibilities as the Data Governance & Compliance Counsel

• Legal & Compliance Advisory: Provide legal guidance on regulatory, compliance, data governance, and business matters while supporting risk management initiatives across the organization.
• Policy Development: Draft, review, and maintain compliance policies, procedures, and governance documentation.
• Regulatory Compliance: Monitor regulatory developments, assess business impacts, and advise internal stakeholders on compliance requirements.
• Cross-Functional Collaboration: Partner with legal, compliance, technology, operations, and business teams to support strategic initiatives and regulatory projects.
• Risk Management: Assist with compliance reviews, internal controls, and governance processes to support a strong control environment.
• Process Improvement: Identify opportunities to enhance compliance procedures, operational efficiency, and governance frameworks.

Qualifications for the Data Governance & Compliance Counsel

• Education: Juris Doctor (J.D.) degree is required.
• Experience: 3–5 years of legal or compliance experience within financial services is required. Prior law firm or regulatory experience is preferred.
• Industry Knowledge: Experience with financial services regulation, compliance programs, governance, risk management, and data governance is required.
• Technical Skills: Proficiency with Microsoft Office Suite is required. Experience with legal research, compliance, or governance systems is preferred.
• Skills & Attributes: Strong analytical, communication, organizational, and problem-solving skills with the ability to manage multiple priorities, collaborate across business functions, and provide practical legal guidance are required.

Application Notice

Qualified candidates will be contacted within 2 business days of application. If an applicant does not meet the above criteria, Atlantic Group will keep your resume on file for future opportunities and may contact you for further discussion.