Senior Legal Counsel, Securities & Global Compliance

ICONIQ; San Francisco (CA); Hybrid; USD 180,000 - 210,000; Full time

Benefits offered by this job

Comprehensive medical, dental, and vision insurance

Life and disability insurance

Matching 401(k) program

Professional development support

Job summary

A leading global investment firm is seeking a Senior Associate, Legal Counsel, to support regulatory and legal matters across investment teams. The ideal candidate will possess a Juris Doctor degree, have four or more years of relevant experience, and be knowledgeable about U.S. securities laws. This role emphasizes collaboration with cross-functional teams in a dynamic environment, balancing compliance and innovative legal solutions. Comprehensive benefits and a competitive salary range of $180,000 - $210,000 are offered, along with a hybrid working policy.

Qualifications

• Licensed to practice law in the United States.
• Four years of relevant experience at a law firm or in-house.
• Familiarity with international securities regulations is a plus.

Responsibilities

• Advise on compliance with U.S. securities laws.
• Support securities matters in international jurisdictions.
• Monitor regulatory developments.

Skills

Knowledge of securities laws

Ability to advise senior stakeholders

Interest in technology for legal workflows

Education

Juris Doctor degree from an accredited law school

Job description

A leading global investment firm is seeking a Senior Associate, Legal Counsel, to support regulatory and legal matters across investment teams. The ideal candidate will possess a Juris Doctor degree, have four or more years of relevant experience, and be knowledgeable about U.S. securities laws. This role emphasizes collaboration with cross-functional teams in a dynamic environment, balancing compliance and innovative legal solutions. Comprehensive benefits and a competitive salary range of $180,000 - $210,000 are offered, along with a hybrid working policy.