Senior Compliance Analyst – Funds & Advisers (Hybrid)

Transamerica; Denver (CO); Hybrid; USD 98,000 - 105,000; Full time

Benefits offered by this job

Pension Plan

401k Match

Employee Stock Purchase Plan

Tuition Reimbursement

Medical Insurance

Paid Time Off

Job summary

Transamerica Asset Management is hiring a Lead Compliance Analyst to support mutual funds, ETFs, and related products. The role involves assisting with compliance programs, AML, and marketing material reviews within a hybrid in-person structure across Denver, MD, or IA offices.

The successful candidate will contribute to governance, risk oversight, and process improvements while partnering with internal teams and service providers to uphold the Investment Company and Advisers Act requirements.

Job description

Transamerica Asset Management is hiring a Lead Compliance Analyst to support mutual funds, ETFs, and related products. The role involves assisting with compliance programs, AML, and marketing material reviews within a hybrid in-person structure across Denver, MD, or IA offices.

The successful candidate will contribute to governance, risk oversight, and process improvements while partnering with internal teams and service providers to uphold the Investment Company and Advisers Act requirements.