Senior Compliance & AML Manager – Asset Management

Transamerica; Cedar Rapids (IA); On-site; USD 135,000 - 159,000; Full time

Benefits offered by this job

Competitive Pay

Bonus for Eligible Employees

Pension Plan

401k Match

Employee Stock Purchase Plan

Tuition Reimbursement

Medical Insurance

Dental Insurance

Vision Insurance

Paid Time Off 160 hours annually

10 paid holidays

Job summary

Transamerica is seeking a Compliance Manager / AML Officer in the United States to oversee anti-money laundering programs for TAM and its funds. This role also leads governance, policy development, and cross-department collaboration to ensure regulatory compliance for mutual funds, ETFs, and accounts.

The successful candidate will bring 8+ years of fund compliance experience, strong analytical skills, and the ability to lead multiple programs while communicating effectively with partners and

Qualifications

• Minimum 8 years of progressive mutual fund and investment adviser compliance experience.
• Experience with anti-money laundering programs and regulatory compliance.
• Knowledge of Investment Company and Investment Advisers Acts and rules.
• Excellent written and verbal communication skills.

Responsibilities

• Contribute to review and development of policies and procedures related to TAM funds and TAM’s products.
• Provide structured compliance oversight of Transfer Agent and other service providers.
• Serve as primary administrator of TAM’s Joint Code of Ethics.
• Lead and maintain anti-money laundering program and oversight framework.
• Oversee cross-departmental issue resolution team process and escalation.
• Lead and maintain email supervision system and process.
• Provide compliance review of adviser and fund marketing materials and social media posts.
• Serve as subject-matter expert on assigned compliance-related matters.
• Participate in governance committees and relationship-building with partners.
• Provide leadership across departments to align compliance goals.

Skills

Anti-money laundering programs

Regulatory compliance

Risk assessment

Transaction monitoring

Fraud prevention

Leadership

Communication skills

Education

Bachelor’s or advanced degree

Tools

Microsoft Excel

Office 365

MS Word

Job description

Transamerica is seeking a Compliance Manager / AML Officer in the United States to oversee anti-money laundering programs for TAM and its funds. This role also leads governance, policy development, and cross-department collaboration to ensure regulatory compliance for mutual funds, ETFs, and accounts.

The successful candidate will bring 8+ years of fund compliance experience, strong analytical skills, and the ability to lead multiple programs while communicating effectively with partners and