Senior Client Services Advisor - Wealth Management

100 Raymond James & Associates, Inc.; Birmingham (AL); On-site; USD 40,000 - 60,000; Full time

Benefits offered by this job

Medical, dental, and vision

Life insurance

Disability benefits

Retirement plan

Paid time off

Parental leave

Job summary

Raymond James is seeking a dynamic Registered Client Service Associate to support Financial Advisors, their clients, and branch staff. You will communicate across channels, organize tasks with changing priorities, and provide high-touch administrative support in a fast-paced environment.

Ideal candidates have 5+ years in financial services, possess SIE and Series licenses, and can manage client onboarding, meetings, and reporting.

Qualifications

• High School Diploma or equivalent with 5 years in the financial services industry.
• SIE, Series 7 required; Series 63/65/66 as state requirements or equivalents.
• Ability to obtain additional securities and advisory registrations if required by state.

Responsibilities

• Serves as first point of contact for a high volume of client interactions via phone, in person, or virtual.
• Supports onboarding of new clients, liquidity events, and private placement investment monitoring.
• Trades discretionary and non-discretionary products; maintains models and performance tracking.
• Supports servicing of accounts including alternative investments and foreign accounts; may participate in live meetings.
• Assists with marketing efforts including client seminars and events; prepares reports to improve efficiency.

Skills

CRM software

Excel

Communication

Client service

Education

High School Diploma or equivalent

Tools

Internal databases

Job description

Raymond James is seeking a dynamic Registered Client Service Associate to support Financial Advisors, their clients, and branch staff. You will communicate across channels, organize tasks with changing priorities, and provide high-touch administrative support in a fast-paced environment.

Ideal candidates have 5+ years in financial services, possess SIE and Series licenses, and can manage client onboarding, meetings, and reporting.