Senior Client Service & Onboarding Specialist

LPL Financial LLC; Omaha (NE); Remote; USD 86,790,000 - 144,589,000; Full time

Benefits offered by this job

401K matching

Health benefits

Employee stock options

Paid time off

Volunteer time off

Job summary

LPL Financial LLC is seeking a Sr. Registered Client Service Associate to provide comprehensive administrative and operational support within a financial advisor's practice.

You will be the primary client contact, ensuring accurate account management and regulatory compliance. Responsibilities include onboarding new clients, processing account openings and transfers, monitoring activity, maintaining CRM records, and coordinating with custodians and internal teams to enhance client engagement and

Qualifications

• 5+ years of experience in a client-facing financial services firm.
• Active Series 7 and Series 66 licenses (or Series 63/65).
• Strong client service, communication, organizational, and problem-solving skills.
• Ability to work in a fast-paced environment with high accuracy.

Responsibilities

• Serve as the primary point of contact for clients and educate on account services.
• Support onboarding of new clients with documentation and compliant setup.
• Prepare and process account opening, maintenance, and transfer docs.
• Monitor and manage client activity including contributions, distributions, and reporting.
• Maintain client records in CRM and document management systems.
• Coordinate with custodians, carriers, service providers, and internal teams.
• Assist advisors with administrative and operational support to improve engagement and efficiency.

Skills

Client-facing

Series 7/66 licenses

Communication

Organizational skills

Problem-solving

CRM proficiency

MS Office

Education

Bachelor’s degree in Finance, Business, or Accounting

Tools

CRM software

Microsoft Office

Job description

LPL Financial LLC is seeking a Sr. Registered Client Service Associate to provide comprehensive administrative and operational support within a financial advisor's practice.

You will be the primary client contact, ensuring accurate account management and regulatory compliance. Responsibilities include onboarding new clients, processing account openings and transfers, monitoring activity, maintaining CRM records, and coordinating with custodians and internal teams to enhance client engagement and