Senior Auditor, Risk Management – Lead Audits (Hybrid)

Capital One Group; New York (NY); Hybrid; USD 132,000 - 151,000; Full time

Job summary

Capital One is seeking a Principal Auditor in Risk Management to lead audits across Second and First Line risk domains, acting as SME and advising other audit teams on risk practices. The role emphasizes high-quality assurance and collaboration with business partners to strengthen controls and governance.

The ideal candidate brings 4+ years in auditing or risk management, strong analytical skills, and a track record of delivering timely, insightful audit outcomes in a complex banking

Qualifications

• Bachelor's degree or military experience required.
• At least 4 years of auditing or risk management experience.
• Experience with Enterprise Risk Management or Operational Risk Management preferred.
• CIA/CPA or equivalent certification is preferred.

Responsibilities

• Lead small audits, or own completion of significant components of larger audits.
• Develop engagement planning documentation for assigned areas to communicate rationale for scoping decisions, and develop audit programs to ensure adequate coverage of risks.
• Design and execute appropriate audit procedures to verify the effectiveness of internal controls and/or the appropriateness of enterprise frameworks and requirements.
• Document audit processes and procedures, review and analyze evidence, and identify potential issues.
• Prepare clear, organized, and complete documentation to support work performed and conclusions reached.

Skills

Auditing

Risk management

Data analysis

Communication

Team leadership

Education

Bachelor's Degree or military experience

Master’s Degree in relevant field

CIA/CPA or equivalent certification

Job description

Capital One is seeking a Principal Auditor in Risk Management to lead audits across Second and First Line risk domains, acting as SME and advising other audit teams on risk practices. The role emphasizes high-quality assurance and collaboration with business partners to strengthen controls and governance.

The ideal candidate brings 4+ years in auditing or risk management, strong analytical skills, and a track record of delivering timely, insightful audit outcomes in a complex banking