Principal Auditor, Global Finance – Hybrid & Data Analytics

Capital One National Association; McLean (VA); Hybrid; USD 121,000 - 138,000; Full time

Job summary

Capital One is seeking an energetic Principal Auditor to develop and execute audit plans across Finance. The role focuses on accounting, regulatory reporting, market and liquidity risks, and treasury/balance sheet management, spanning both the first and second lines of defense.

The ideal candidate will lead audits, develop planning documentation, design procedures, document findings, and coach junior staff.

Qualifications

• Bachelor's Degree or military experience.
• At least 4 years of experience in auditing, accounting, financial analysis or compliance.
• 5+ years of experience in auditing, accounting, financial analysis or compliance preferred.
• 2+ years of banking or financial services experience preferred.
• 1+ years of performing data analysis in support of internal auditing.
• Master’s degree or professional certifications (CPA/CIA/CFA/FRM) preferred.

Responsibilities

• Lead small audits or own significant components of larger audits.
• Develop engagement planning documentation and audit programs.
• Design and execute audit procedures to verify internal controls.
• Prepare clear, documented workpapers and draft findings.
• Communicate audit progress to team and stakeholders.
• Plan and prioritize work across the team; take on additional tasks as needed.
• Coach and provide feedback to audit staff.

Skills

Critical thinking

Communication

Team leadership

Data analytics

Auditing experience

Education

Bachelor's degree or military experience

Master’s degree in Accounting/Finance or MBA

CIA/CPA/CFA/FRM or relevant cert

Job description

Capital One is seeking an energetic Principal Auditor to develop and execute audit plans across Finance. The role focuses on accounting, regulatory reporting, market and liquidity risks, and treasury/balance sheet management, spanning both the first and second lines of defense.

The ideal candidate will lead audits, develop planning documentation, design procedures, document findings, and coach junior staff.