Senior Auditor - Risk Management & Controls

Capital One National Association; New York (NY); Hybrid; USD 132,000 - 151,000; Full time

Benefits offered by this job

Hybrid work model

Performance incentives

Job summary

Capital One in New York, NY is seeking a Principal Auditor (Experienced Senior Auditor) to join its Audit team, focusing on Second Line Risk Management and advisory to other audit teams. The role requires leadership of audits, planning, and documenting results.

You will develop engagement plans, execute audit procedures, analyze evidence, and coach junior staff. A strong risk mindset and data analytics are essential in a collaborative hybrid environment.

Qualifications

• Bachelor's Degree or military experience.
• 4+ years of auditing/financial analysis/compliance experience.
• 1+ year of Enterprise Risk Management or Operational Risk Management.

Responsibilities

• Lead small audits or key components of larger audits.
• Develop engagement planning documentation and audit programs.
• Design and execute audit procedures to test internal controls.
• Document work, gather facts, and draft audit findings.
• Coach and develop junior audit staff and manage multiple priorities.

Skills

Analytical thinking

Risk management

Data analytics

Auditing mindset

Communication

Team coaching

Education

Bachelor's degree (or military experience)

Master's degree in Accounting/Finance/MBA

CIA/CPA or relevant certification

Job description

Capital One in New York, NY is seeking a Principal Auditor (Experienced Senior Auditor) to join its Audit team, focusing on Second Line Risk Management and advisory to other audit teams. The role requires leadership of audits, planning, and documenting results.

You will develop engagement plans, execute audit procedures, analyze evidence, and coach junior staff. A strong risk mindset and data analytics are essential in a collaborative hybrid environment.