Global Finance Audit Lead

Capital One Group; Northern, New York (KY, NY); Hybrid; USD 110,000 - 125,000; Full time

Job summary

Capital One is seeking a proactive Principal Auditor to develop and execute audit plans for Finance, covering accounting, regulatory reporting, market and liquidity risks, and treasury controls. You will lead audits, design procedures, document evidence, and communicate results to stakeholders.

The role emphasizes data analytics, collaboration across teams, and coaching junior staff. This is a hybrid position with a focus on quality and timely delivery.

Qualifications

• Bachelor's Degree or military experience.
• 4+ years of auditing, accounting, financial analysis or compliance.
• 5+ years of auditing or related experience preferred.
• 2+ years in banking or financial services.
• 1+ years of data analysis in internal auditing.

Responsibilities

• Lead small audits or own components of larger audits.
• Develop engagement planning documentation and audit programs.
• Design and execute audit procedures to test internal controls.
• Document processes, review evidence, and identify gaps.
• Prepare clear documentation and draft findings for stakeholders.
• Communicate audit progress to team and stakeholders.
• Plan and prioritize work to deliver quality results.
• Provide coaching and on-the-job training to staff.

Skills

Auditing mindset

Data analytics

Attention to detail

Coaching/mentoring

Communication

Education

Bachelor's Degree or military experience

Master’s Degree in Accounting/Finance/MBA

CIA/CPA/CFA/FRM or relevant certification

Tools

None

Job description

Capital One is seeking a proactive Principal Auditor to develop and execute audit plans for Finance, covering accounting, regulatory reporting, market and liquidity risks, and treasury controls. You will lead audits, design procedures, document evidence, and communicate results to stakeholders.

The role emphasizes data analytics, collaboration across teams, and coaching junior staff. This is a hybrid position with a focus on quality and timely delivery.