Senior Audit Lead — SOX/ICFR & Banking Controls

TD; Mount Laurel Township (NJ); On-site; USD 95,000 - 154,000; Full time

Job summary

TD Bank is seeking an Audit Manager II to guide planning, risk assessment, and execution of audits within the Audit function. Lead and supervise complex audits, align with enterprise risk frameworks, and shape the broader audit strategy.

The role requires senior-level expertise in internal controls, SOX, and regulatory considerations, with a focus on delivering high-quality audit results and insights to leadership.

Qualifications

• 5+ years of experience in Internal Audit, External Audit, SOX/ICFR, or Internal Controls.
• Strong knowledge of SOX 404, COSO Framework, and internal control design/testing.
• Experience planning and executing risk-based audits and evaluating the effectiveness of internal controls.
• Financial services or banking industry experience.
• Excellent written and verbal communication skills with the ability to present findings to senior leadership.

Responsibilities

• Supports the development and implementation of audit programs by contributing insights and assisting with planning activities.
• Participates in audit engagements across multiple areas, helping ensure audits are conducted in line with established standards and timelines.
• Executes the development of Audit Planning Memorandum (APM), Process Risk and Control Matrix (pRCM), Findings Grid and Audit Report.
• Completes L1 reviews/sign off on all audit activities (i.e. walkthroughs, test scripts, test results, grid, evidence uploads).
• Oversees / leads audits and/or execute the follow-up of findings arising from internal audits and regulatory reviews in accordance with policy.
• Oversees / leads the ongoing audit communications and/or the reporting process with the stakeholders, senior management and external auditors for specific and/or overall Audit area.
• Contributes to audit initiatives by providing input and assisting in the design and testing of solutions, as well as supporting implementation efforts.
• Leads / manages the integrated implementation of policies / processes / procedures / changes across multiple functional areas.
• Acts as the audit lead or audit advisor to management and respective teams for area of specialization. Reports on emerging trends, identifying issues and opportunities and recommending action to senior management.
• Facilitates key discussions and provide thought leadership to executive audience.

Skills

SOX/ICFR

Audit planning

Risk assessment

Strong communication

Stakeholder management

Education

Bachelor's degree in Accounting/Finance/Business

Tools

SQL

Tableau

Power BI

Alteryx

SAP

Oracle

Workday

Job description

TD Bank is seeking an Audit Manager II to guide planning, risk assessment, and execution of audits within the Audit function. Lead and supervise complex audits, align with enterprise risk frameworks, and shape the broader audit strategy.

The role requires senior-level expertise in internal controls, SOX, and regulatory considerations, with a focus on delivering high-quality audit results and insights to leadership.