Senior Audit Lead: Risk and Controls Expert

Financeroles; Mount Laurel Township (NJ); On-site; USD 95,000 - 154,000; Full time

Job summary

TD Bank is seeking an Audit Manager II in Mount Laurel, NJ. You will guide audit planning, risk assessment, and execution, leading complex audits with a focus on enterprise risk alignment.

The role emphasizes supervisory oversight, cross-functional collaboration, and ensuring timely completion of engagements. The position requires 7+ years in audit-related fields, a bachelor's degree, and strong knowledge of SOX/ICFR, COSO, and internal controls within the financial services sector.

Qualifications

• 5+ years in Internal Audit, External Audit, SOX/ICFR, or Internal Controls.
• Strong knowledge of SOX 404, COSO, and control design/testing.
• Experience planning and executing risk-based audits.
• Financial services or banking industry experience.
• Strong financial reporting knowledge and regulatory understanding.
• Experience identifying control gaps and remediation collaboration.
• Excellent written and verbal communication to senior leadership.
• Bachelor's degree in Accounting, Finance, Business, or related field.

Responsibilities

• Develop and implement audit programs contributing insights during planning.
• Participate in multiple audit engagements ensuring standards and timelines.
• Produce APM, pRCM, Findings Grid, and Audit Report artifacts.
• Conduct L1 reviews/sign-offs for audit activities and evidence.
• Lead audits or supervise teams and oversee remediation follow-up.
• Engage stakeholders and senior management with audit findings.

Skills

SOX/ICFR

COSO Framework

Audit planning

Risk assessment

Communication to leadership

Financial services experience

Education

Bachelor's degree in Accounting/Finance/Business

Tools

SQL

Tableau

Power BI

Alteryx

SAP

Oracle

Workday

GRC platforms

Job description

TD Bank is seeking an Audit Manager II in Mount Laurel, NJ. You will guide audit planning, risk assessment, and execution, leading complex audits with a focus on enterprise risk alignment.

The role emphasizes supervisory oversight, cross-functional collaboration, and ensuring timely completion of engagements. The position requires 7+ years in audit-related fields, a bachelor's degree, and strong knowledge of SOX/ICFR, COSO, and internal controls within the financial services sector.