Senior Audit & Compliance Analyst - Hybrid, FinServ

QualStaff Resources

San Diego (CA)

Hybrid

USD 100,289,000 - 134,674,000

Full time

3 days ago

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Job summary

QualStaff Resources in La Jolla, CA is seeking a Compliance Analyst/Internal Audit Associate to support the Enterprise Risk Manager and assist with internal audit testing. The role requires 2+ years in compliance within the financial services sector and a Bachelor's degree in Finance/Accounting or related field; CPA/CIA/CFE are a plus.

Hybrid work arrangement and competitive hourly pay offered. Ideal candidate communicates findings clearly to stakeholders, has strong interpersonal skills, and

Qualifications

2+ years of experience in compliance and internal auditing within the financial services industry.
Bachelor's degree in Finance, Accounting, Business Administration, or related field; advanced degree or professional certification preferred such as CPA/CIA/CFE.
Knowledge of regulatory and audit frameworks, including SEC and IIA standards.

Responsibilities

Support the Enterprise Risk Manager with the administration of the firm’s internal audit.
Assist with internal audit testing and live observation meetings; gather documentation.
Handle administrative tasks related to implementing and administering all aspects of internal audit.

Skills

Compliance experience

Internal auditing

Communication skills

Education

Bachelor's degree in Finance, Accounting, Business Administration, or related field

Advanced degree or professional certification (CPA, CIA, CFE) preferred

Job description

Hybrid work arrangement and competitive hourly pay offered. Ideal candidate communicates findings clearly to stakeholders, has strong interpersonal skills, and

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